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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$7.05M -$3.92M -337,453 -36%
HK
2
Horizon Kinetics
New York
$4.03M -$329K -28,331 -8%
LPL Financial
3
LPL Financial
California
$3.09M -$285K -24,544 -9%
Creative Planning
4
Creative Planning
Kansas
$2.78M +$34.7K +2,989 +1%
Invesco
5
Invesco
Georgia
$2.58M -$137K -11,757 -5%
SIA
6
Sit Investment Associates
Minnesota
$1.94M -$470K -40,470 -20%
AIA
7
Armor Investment Advisors
North Carolina
$1.68M +$3.1K +267 +0.2%
GC
8
Guggenheim Capital
Illinois
$1.63M +$383K +32,977 +31%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.6M +$193K +16,594 +14%
Morgan Stanley
10
Morgan Stanley
New York
$1.56M +$31.2K +2,685 +2%
NPC
11
National Planning Corporation
California
$1.56M +$479K +41,268 +46%
Nuveen
12
Nuveen
North Carolina
$1.26M -$685K -59,000 -36%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.07M +$306K +26,354 +41%
BTS
14
BB&T Securities
Virginia
$976K +$49.2K +4,233 +5%
FFA
15
First Foundation Advisors
California
$856K -$25.5K -2,200 -3%
SIM
16
Sonora Investment Management
Arizona
$770K
RJA
17
Raymond James & Associates
Florida
$740K -$2K -172 -0.3%
SB
18
Suntrust Banks
Georgia
$712K +$35.9K +3,088 +5%
Wells Fargo
19
Wells Fargo
California
$575K -$5.98K -515 -1%
AG
20
Advisor Group
Arizona
$565K -$24.4K -2,100 -4%
Bank of America
21
Bank of America
North Carolina
$534K -$47.1K -4,060 -8%
UBS Group
22
UBS Group
Switzerland
$513K -$105K -9,038 -17%
SRC
23
Shufro Rose & Co
New York
$471K -$23.2K -2,000 -5%
TC
24
Telemus Capital
Michigan
$425K
CIBC Private Wealth Group
25
CIBC Private Wealth Group
Georgia
$377K