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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
F
1
F3Logic
Minnesota
$5.44M -$106K -11,517 -2%
Osaic Holdings
2
Osaic Holdings
Arizona
$2.42M -$4.98M -542,695 -69%
Creative Planning
3
Creative Planning
Kansas
$2.16M +$492K +53,569 +32%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.06M +$519K +56,562 +36%
Invesco
5
Invesco
Georgia
$2.01M -$86.8K -9,463 -4%
HKAM
6
Horizon Kinetics Asset Management
New York
$1.85M -$69.7K -7,601 -4%
AIA
7
Armor Investment Advisors
North Carolina
$1.56M +$96.3K +10,496 +7%
Truist Financial
8
Truist Financial
North Carolina
$1.52M +$70.9K +7,727 +5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.42M +$70.8K +7,713 +6%
Bank of America
10
Bank of America
North Carolina
$1.32M -$21.5K -2,343 -2%
Morgan Stanley
11
Morgan Stanley
New York
$1.02M -$475K -51,800 -33%
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$848K +$67.9K +7,400 +9%
SIM
13
Sonora Investment Management
Arizona
$618K
GC
14
Guggenheim Capital
Illinois
$575K +$79K +8,606 +17%
CF
15
Centaurus Financial
California
$567K -$111K -12,141 -17%
BRWA
16
B. Riley Wealth Advisors
Florida
$519K +$270K +29,474 +123%
Wells Fargo
17
Wells Fargo
California
$501K -$7.21K -786 -1%
KOMWMG
18
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$445K -$72.7K -7,920 -15%
DADC
19
D.A. Davidson & Co
Montana
$430K +$90.6K +9,878 +29%
SRC
20
Shufro Rose & Co
New York
$360K -$13.8K -1,500 -4%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$351K +$973 +106 +0.3%
LPL Financial
22
LPL Financial
California
$328K +$10.7K +1,167 +4%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$286K -$6.76K -737 -2%
UBS Group
24
UBS Group
Switzerland
$284K +$27.1K +2,951 +11%
TC
25
Telemus Capital
Michigan
$260K +$91.8K +10,000 +63%