|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$7M
|
-$545K
|
-47,284
|
-7%
|
|
|
2
|
|
$3M
|
-$95.7K
|
-8,308
|
-3%
|
|
|
3
|
Nuveen
Charlotte,
North Carolina
|
$2.71M
|
+$599K
|
+52,000
|
+28%
|
|
|
4
|
|
$2.23M
|
-$596K
|
-51,740
|
-21%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$1.38M
|
-$810K
|
-70,287
|
-37%
|
|
|
6
|
Mariner
Overland Park,
Kansas
|
$1.23M
|
-$138K
|
-11,990
|
-10%
|
|
|
7
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.17M
|
-$354K
|
-30,749
|
-23%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$1.04M
|
+$224K
|
+19,439
|
+28%
|
|
|
9
|
|
$1.03M
|
-$102K
|
-8,833
|
-9%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$967K
|
-$60K
|
-5,206
|
-6%
|
|
|
11
|
National Planning Corporation
El Segundo,
California
|
$951K
|
+$157K
|
+13,632
|
+20%
|
|
|
12
|
Suntrust Banks
Atlanta,
Georgia
|
$943K
|
+$115K
|
+10,000
|
+14%
|
|
|
13
|
MSI Financial Services
Springfield,
Massachusetts
|
$859K
|
+$851K
|
+73,866
|
+19,593%
|
|
|
14
|
Guggenheim Capital
Chicago,
Illinois
|
$829K
|
+$596K
|
+51,699
|
+260%
|
|
|
15
|
Shufro Rose & Co
New York
|
$479K
|
–
|
–
|
–
|
|
|
16
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$435K
|
-$138K
|
-12,000
|
-24%
|
|
|
17
|
Huntington National Bank
Columbus,
Ohio
|
$435K
|
–
|
–
|
–
|
|
|
18
|
First Foundation Advisors
Irvine,
California
|
$421K
|
-$20.5K
|
-1,782
|
-5%
|
|
|
19
|
KMS Financial Services
Seattle,
Washington
|
$395K
|
-$40.1K
|
-3,477
|
-9%
|
|
|
20
|
Horizon Kinetics
New York
|
$355K
|
-$5.36M
|
-465,256
|
-94%
|
|
|
21
|
First Allied Advisory Services
San Diego,
California
|
$350K
|
-$58.7K
|
-5,096
|
-14%
|
|
|
22
|
BB&T Securities
Richmond,
Virginia
|
$331K
|
+$25.4K
|
+2,200
|
+8%
|
|
|
23
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$297K
|
-$30.9K
|
-2,683
|
-9%
|
|
|
24
|
Creative Planning
Overland Park,
Kansas
|
$282K
|
-$132K
|
-11,422
|
-32%
|
|
|
25
|
Peregrine Asset Advisers
Portland,
Oregon
|
$263K
|
+$92
|
+8
|
+0.3%
|
|
