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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.66M +$310K +26,184 +4%
HK
2
Horizon Kinetics
New York
$2.97M -$678K -57,332 -18%
Creative Planning
3
Creative Planning
Kansas
$2.64M -$202K -17,103 -7%
LPL Financial
4
LPL Financial
California
$2.38M -$804K -67,992 -25%
Invesco
5
Invesco
Georgia
$1.79M -$151K -12,751 -8%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.71M +$66.4K +5,610 +4%
AIA
7
Armor Investment Advisors
North Carolina
$1.67M +$15.4K +1,300 +0.9%
Morgan Stanley
8
Morgan Stanley
New York
$1.58M -$95.6K -8,077 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.38M +$264K +22,330 +23%
GC
10
Guggenheim Capital
Illinois
$1.23M -$386K -32,656 -24%
Ameriprise
11
Ameriprise
Minnesota
$1.12M +$1.14M +96,101 New
BTS
12
BB&T Securities
Virginia
$995K +$12K +1,015 +1%
Nuveen
13
Nuveen
North Carolina
$847K -$11.8K -1,000 -1%
SIM
14
Sonora Investment Management
Arizona
$748K -$14.2K -1,200 -2%
SB
15
Suntrust Banks
Georgia
$668K
Wells Fargo
16
Wells Fargo
California
$589K +$106 +9 +0%
Bank of America
17
Bank of America
North Carolina
$581K +$38.3K +3,237 +7%
SRC
18
Shufro Rose & Co
New York
$489K +$496K +41,900 New
UBS Group
19
UBS Group
Switzerland
$468K
TC
20
Telemus Capital
Michigan
$420K
AG
21
Advisor Group
Arizona
$363K -$146K -12,300 -28%
FFA
22
First Foundation Advisors
California
$354K
CRC
23
Curi RMB Capital
Illinois
$350K +$354K +29,950 New
BWM
24
BerganKDV Wealth Management
Minnesota
$242K +$245K +20,725 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$225K -$35.2K -2,979 -13%