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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IFG
1
Independent Financial Group
California
$4.99M +$151K +17,830 +3%
Morgan Stanley
2
Morgan Stanley
New York
$3.42M +$84.7K +10,016 +3%
GC
3
Guggenheim Capital
Illinois
$3.36M +$29.6K +3,497 +0.9%
Invesco
4
Invesco
Georgia
$2.13M -$186K -21,967 -8%
AWS
5
Atria Wealth Solutions
New York
$2.08M +$604K +71,364 +41%
LPL Financial
6
LPL Financial
California
$1.9M +$135K +16,012 +8%
Stifel Financial
7
Stifel Financial
Missouri
$1.85M -$49.7K -5,878 -3%
Bank of America
8
Bank of America
North Carolina
$1.55M +$426K +50,302 +38%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$1.52M +$1.52M +179,671 New
CAN
10
Cetera Advisor Networks
California
$1.43M +$60.6K +7,163 +4%
SFS
11
Shaker Financial Services
Virginia
$1.39M -$742K -87,699 -35%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.31M +$17.8K +2,105 +1%
Truist Financial
13
Truist Financial
North Carolina
$1.06M +$121K +14,262 +13%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.04M +$2.5K +296 +0.2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$999K +$255K +30,119 +34%
HKAM
16
Horizon Kinetics Asset Management
New York
$840K
NA
17
NewEdge Advisors
Louisiana
$837K -$78.7K -9,300 -9%
Ameriprise
18
Ameriprise
Minnesota
$797K +$109K +12,922 +16%
CF
19
Centaurus Financial
California
$671K +$670K +79,165 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$626K +$30K +3,550 +5%
SWP
21
Semus Wealth Partners
Florida
$559K -$82.8K -9,782 -13%
AWM
22
Apollon Wealth Management
South Carolina
$494K
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$408K +$35.1K +4,150 +9%
SF
24
Synovus Financial
Georgia
$395K +$8.38K +991 +2%
WWM
25
Western Wealth Management
Colorado
$347K -$106K -12,518 -23%