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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$7.03M +$7.43M +726,278 New
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.72M +$3.3M +322,625 +87%
HK
3
Horizon Kinetics
New York
$6.08M -$491K -47,987 -7%
SFS
4
Shaker Financial Services
Virginia
$4.67M +$680K +66,429 +16%
Invesco
5
Invesco
Georgia
$3.94M -$317K -30,991 -7%
GC
6
Guggenheim Capital
Illinois
$3M -$1.32M -129,101 -29%
MIG
7
Mariner Investment Group
New York
$2.77M +$2.64M +258,072 +912%
Nuveen
8
Nuveen
North Carolina
$1.82M -$307K -30,000 -14%
Bank of America
9
Bank of America
North Carolina
$1.5M -$6.5M -635,024 -80%
Morgan Stanley
10
Morgan Stanley
New York
$1.44M -$190K -18,613 -11%
Creative Planning
11
Creative Planning
Kansas
$1.39M +$246K +24,074 +20%
RCM
12
Rivernorth Capital Management
Florida
$1.21M +$1.17M +114,164 +1,098%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$755K +$294K +28,731 +58%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$754K +$572K +55,919 +254%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$651K +$8.47K +828 +1%
BTS
16
BB&T Securities
Virginia
$619K +$81.2K +7,938 +14%
SB
17
Suntrust Banks
Georgia
$553K -$249K -24,312 -30%
LPL Financial
18
LPL Financial
California
$521K -$125K -12,246 -19%
Wells Fargo
19
Wells Fargo
California
$516K -$120K -11,763 -18%
SRC
20
Shufro Rose & Co
New York
$424K +$10.2K +1,000 +2%
UBS Group
21
UBS Group
Switzerland
$419K -$41K -4,005 -8%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$376K -$1.72K -168 -0.4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$366K +$49.9K +4,874 +15%
LCM
24
Landscape Capital Management
New Jersey
$348K +$368K +35,953 New
CCP
25
Clough Capital Partners
Massachusetts
$269K +$75.7K +7,400 +36%