|
1
|
Horizon Kinetics
New York
|
$9.82M
|
+$1.21M
|
+100,334
|
+14%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.33M
|
-$1.13M
|
-93,426
|
-18%
|
|
|
3
|
|
$3.67M
|
+$898K
|
+74,565
|
+34%
|
|
|
4
|
Nuveen
Charlotte,
North Carolina
|
$3M
|
-$241K
|
-20,000
|
-8%
|
|
|
5
|
|
$2.43M
|
-$160K
|
-13,246
|
-6%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$2.02M
|
+$889K
|
+73,798
|
+82%
|
|
|
7
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.98M
|
+$104K
|
+8,600
|
+6%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$1.18M
|
+$36.2K
|
+3,005
|
+3%
|
|
|
9
|
Suntrust Banks
Atlanta,
Georgia
|
$1.13M
|
+$120K
|
+10,000
|
+12%
|
|
|
10
|
Mariner
Overland Park,
Kansas
|
$990K
|
-$164K
|
-13,633
|
-15%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$970K
|
-$88.2K
|
-7,324
|
-9%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$911K
|
+$10.5K
|
+875
|
+1%
|
|
|
13
|
Creative Planning
Overland Park,
Kansas
|
$867K
|
+$320K
|
+26,542
|
+61%
|
|
|
14
|
Shaker Financial Services
Arlington,
Virginia
|
$788K
|
-$1.69M
|
-140,183
|
-69%
|
|
|
15
|
|
$718K
|
+$34.5K
|
+2,864
|
+5%
|
|
|
16
|
Shufro Rose & Co
New York
|
$529K
|
+$11.4K
|
+950
|
+2%
|
|
|
17
|
National Planning Corporation
El Segundo,
California
|
$526K
|
-$60.6K
|
-5,035
|
-11%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$457K
|
+$266K
|
+22,122
|
+148%
|
|
|
19
|
BB&T Securities
Richmond,
Virginia
|
$382K
|
+$11.7K
|
+970
|
+3%
|
|
|
20
|
Hollencrest Capital Management
Newport Beach,
California
|
$377K
|
–
|
–
|
–
|
|
|
21
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$332K
|
+$3.96K
|
+329
|
+1%
|
|
|
22
|
First Foundation Advisors
Irvine,
California
|
$322K
|
-$124K
|
-10,300
|
-28%
|
|
|
23
|
KMS Financial Services
Seattle,
Washington
|
$315K
|
+$1.63K
|
+135
|
+0.5%
|
|
|
24
|
Walter & Keenan Wealth Management
Souh Bend,
Indiana
|
$208K
|
+$216K
|
+17,900
|
New
|
|
|
25
|
BLB&B Advisors
Montgomeryville,
Pennsylvania
|
$203K
|
+$72
|
+6
|
+0%
|
|
