BLB&B Advisors’s PIMCO Income Strategy Fund PFL Stock Holding History

BLB&B Advisors’s Portfolio PFL Stock Details PFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-11,144	Closed	-$124K	–	288
2017 Q1	$124K	Sell	11,144 -140	-1%	-$1.53K	0.02%	277
2016 Q4	$119K	Buy	11,284 +10	+0.1%	+$104	0.02%	283
2016 Q3	$121K	Buy	11,274 +10	+0.1%	+$105	0.02%	268
2016 Q2	$116K	Sell	11,264 -256	-2%	-$2.54K	0.02%	264
2016 Q1	$110K	Buy	11,520 +11	+0.1%	+$102	0.02%	256
2015 Q4	$112K	Buy	11,509 +9	+0.1%	+$90	0.02%	257
2015 Q3	$111K	Sell	11,500 -1,256	-10%	-$12.8K	0.02%	267
2015 Q2	$139K	Sell	12,756 -92	-0.7%	-$1.03K	0.03%	265
2015 Q1	$146K	Sell	12,848 -189	-1%	-$2.21K	0.03%	264
2014 Q4	$153K	Sell	13,037 -1,092	-8%	-$13.2K	0.03%	270
2014 Q3	$169K	Sell	14,129 -2,343	-14%	-$28.7K	0.04%	270
2014 Q2	$203K	Buy	16,472 +6	+0%	+$72	0.04%	272
2014 Q1	$193K	Sell	16,466 -1,169	-7%	-$13.6K	0.04%	264
2013 Q4	$199K	Sell	17,635 -1,292	-7%	-$14.9K	0.05%	241
2013 Q3	$219K	Buy	18,927 +306	+2%	+$3.53K	0.06%	224
2013 Q2	$223K	Buy	+18,621	New	+$242K	0.06%	210

Other funds holding PFL

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Creative Planning

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Armor Investment Advisors Raleigh, North Carolina $278M AUM 14.95% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return