PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

42 hedge funds and large institutions have $46.4M invested in PIMCO Income Strategy Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+7
Holders Change %
+20%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
8
Increased
7
Reduced
14
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$4.52M
2
Creative Planning
Creative Planning
Kansas
$1.3M
3
DA
Doliver Advisors
Texas
$619K
4
MIG
Mariner Investment Group
New York
$307K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$235K

Top Sellers

1
Bank of America
Bank of America
North Carolina
$8.58M
2
HK
Horizon Kinetics
New York
$7.35M
3
GC
Guggenheim Capital
Illinois
$4.77M
4
Invesco
Invesco
Georgia
$4.76M
5
NPC
National Planning Corporation
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$8.58M -$3.95M -363,583 -32%
HK
2
Horizon Kinetics
New York
$7.35M -$441K -40,612 -6%
GC
3
Guggenheim Capital
Illinois
$4.77M -$383K -35,292 -7%
Invesco
4
Invesco
Georgia
$4.76M -$240K -22,135 -5%
SFS
5
Shaker Financial Services
Virginia
$4.52M +$4.52M +416,011 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.04M +$100K +9,246 +3%
Morgan Stanley
7
Morgan Stanley
New York
$1.82M -$84.1K -7,747 -4%
Creative Planning
8
Creative Planning
Kansas
$1.3M +$383K +35,306 +42%
SB
9
Suntrust Banks
Georgia
$885K – – –
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$722K -$49.1K -4,516 -6%
LPL Financial
11
LPL Financial
California
$712K -$58.5K -5,378 -8%
Wells Fargo
12
Wells Fargo
California
$706K -$31.1K -2,865 -4%
DA
13
Doliver Advisors
Texas
$619K +$373K +34,307 +151%
BTS
14
BB&T Securities
Virginia
$609K +$58.4K +5,380 +11%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$535K +$535K +49,273 New
UBS Group
16
UBS Group
Switzerland
$513K +$10.9K +1,000 +2%
SRC
17
Shufro Rose & Co
New York
$465K – – –
FFA
18
First Foundation Advisors
California
$438K – – –
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$423K +$72K +6,632 +20%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$358K +$4.11K +378 +1%
MIG
21
Mariner Investment Group
New York
$307K +$307K +28,300 New
HCM
22
Hollencrest Capital Management
California
$280K – – –
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$235K +$235K +22,000 New
CCP
24
Clough Capital Partners
Massachusetts
$222K +$222K +20,400 New
I
25
IberiaBank
Louisiana
$195K +$195K +18,000 New
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