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PFL

PIMCO Income Strategy Fund

37 hedge funds and large institutions have $43.4M invested in PIMCO Income Strategy Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $40.5M → $43.4M (+$2.82M)

0.45% less ownership

Funds ownership: 13.54%13.09% (-0.45%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

5% less funds holding

Funds holding: 3937 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
12
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.66M +$1.42M +117,864 +20%
HK
2
Horizon Kinetics
New York
$3.78M -$351K -29,044 -9%
CWP
3
Capital Wealth Planning
Florida
$3.39M +$721K +59,645 New
LPL Financial
4
LPL Financial
California
$3.3M +$123K +10,204 +4%
Creative Planning
5
Creative Planning
Kansas
$2.95M +$95.6K +7,914 +3%
NPC
6
National Planning Corporation
California
$2.2M +$612K +50,670 +39%
Invesco
7
Invesco
Georgia
$2.01M -$633K -52,414 -24%
Morgan Stanley
8
Morgan Stanley
New York
$1.74M +$134K +11,082 +8%
AIA
9
Armor Investment Advisors
North Carolina
$1.71M -$7.25K -600 -0.4%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.71M +$66.8K +5,526 +4%
GC
11
Guggenheim Capital
Illinois
$1.67M -$2.75K -228 -0.2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.16M +$52.2K +4,322 +5%
BTS
13
BB&T Securities
Virginia
$1.02M +$17.7K +1,464 +2%
SIA
14
Sit Investment Associates
Minnesota
$982K -$1.01M -83,451 -51%
N
15
Nuveen
North Carolina
$891K -$399K -33,000 -31%
SIM
16
Sonora Investment Management
Arizona
$790K
SB
17
Suntrust Banks
Georgia
$693K -$37.3K -3,088 -5%
Wells Fargo
18
Wells Fargo
California
$611K +$20.6K +1,701 +3%
Bank of America
19
Bank of America
North Carolina
$564K +$16.4K +1,360 +3%
AG
20
Advisor Group
Arizona
$525K -$54.4K -4,500 -9%
SRC
21
Shufro Rose & Co
New York
$508K -$482K -39,900 Closed
UBS Group
22
UBS Group
Switzerland
$486K -$40.3K -3,339 -8%
TC
23
Telemus Capital
Michigan
$436K
FFA
24
First Foundation Advisors
California
$368K -$510K -42,175 -58%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$269K -$52.2K -4,323 -16%

PFL Hedge Fund Activity: Q3 2017 in Review

37 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2017, worth a combined $43.4M — up 7% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PFL and 4 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 12 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.42M. The largest seller was Sit Investment Associates, cutting an estimated $1.01M.

  • 37 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2017, down from 39 in Q2 2017.
  • Funds reported $43.4M of PIMCO Income Strategy Fund stock for Q3 2017, up 7% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q3 2017 and 6 closed out, a net change of -2 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2017 was Royal Bank of Canada, an estimated $1.42M added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2017 was Sit Investment Associates, an estimated $1.01M sold.

Based on aggregated 13F filings for Q3 2017.