PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

37 hedge funds and large institutions have $43.4M invested in PIMCO Income Strategy Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
12
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWP
Capital Wealth Planning
Florida
+$3.39M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.43M
3
NPC
National Planning Corporation
California
+$614K
4
VHAM
Van Hulzen Asset Management
California
+$164K
5
Morgan Stanley
Morgan Stanley
New York
+$134K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$1.01M
2
RJA
Raymond James & Associates
Florida
-$740K
3
Invesco
Invesco
Georgia
-$635K
4
FFA
First Foundation Advisors
California
-$511K
5
SRC
Shufro Rose & Co
New York
-$471K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.67M +$1.43M +117,864 +20%
HK
2
Horizon Kinetics
New York
$3.78M -$352K -29,044 -9%
CWP
3
Capital Wealth Planning
Florida
$3.39M +$3.39M +59,645 New
LPL Financial
4
LPL Financial
California
$3.3M +$124K +10,204 +4%
Creative Planning
5
Creative Planning
Kansas
$2.95M +$95.9K +7,914 +3%
NPC
6
National Planning Corporation
California
$2.2M +$614K +50,670 +39%
Invesco
7
Invesco
Georgia
$2.01M -$635K -52,414 -24%
Morgan Stanley
8
Morgan Stanley
New York
$1.74M +$134K +11,082 +8%
AIA
9
Armor Investment Advisors
North Carolina
$1.71M -$7.27K -600 -0.4%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.71M +$67K +5,526 +4%
GC
11
Guggenheim Capital
Illinois
$1.67M -$2.76K -228 -0.2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.16M +$52.4K +4,322 +5%
BTS
13
BB&T Securities
Virginia
$1.02M +$17.7K +1,464 +2%
SIA
14
Sit Investment Associates
Minnesota
$982K -$1.01M -83,451 -51%
Nuveen Asset Management
15
Nuveen Asset Management
Illinois
$891K -$400K -33,000 -31%
SIM
16
Sonora Investment Management
Arizona
$790K – – –
SB
17
Suntrust Banks
Georgia
$693K -$37.4K -3,088 -5%
Wells Fargo
18
Wells Fargo
California
$611K +$20.6K +1,701 +3%
Bank of America
19
Bank of America
North Carolina
$564K +$16.5K +1,360 +3%
AG
20
Advisor Group
Arizona
$525K -$54.5K -4,500 -9%
SRC
21
Shufro Rose & Co
New York
$508K -$471K -39,900 Closed
UBS Group
22
UBS Group
Switzerland
$486K -$40.5K -3,339 -8%
TC
23
Telemus Capital
Michigan
$436K – – –
FFA
24
First Foundation Advisors
California
$368K -$511K -42,175 -58%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$269K -$52.4K -4,323 -16%
1
2