First Foundation Advisors’s PIMCO Income Strategy Fund PFL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-13,580	Closed	-$155K	–	363
2019 Q3	$155K	Sell	13,580 -571	-4%	-$6.52K	0.01%	341
2019 Q2	$167K	Hold	14,151	–	–	0.01%	327
2019 Q1	$162K	Hold	14,151	–	–	0.01%	315
2018 Q4	$154K	Hold	14,151	–	–	0.01%	358
2018 Q3	$167K	Sell	14,151 -14,493	-51%	-$171K	0.01%	336
2018 Q2	$339K	Sell	28,644 -1,702	-6%	-$20.1K	0.02%	254
2018 Q1	$355K	Hold	30,346	–	–	0.02%	243
2017 Q4	$354K	Hold	30,346	–	–	0.02%	256
2017 Q3	$368K	Sell	30,346 -42,175	-58%	-$511K	0.02%	229
2017 Q2	$856K	Sell	72,521 -2,200	-3%	-$26K	0.05%	168
2017 Q1	$834K	Hold	74,721	–	–	0.05%	154
2016 Q4	$790K	Sell	74,721 -8,636	-10%	-$91.3K	0.05%	158
2016 Q3	$891K	Sell	83,357 -4,259	-5%	-$45.5K	0.06%	146
2016 Q2	$900K	Hold	87,616	–	–	0.06%	139
2016 Q1	$838K	Buy	87,616 +139	+0.2%	+$1.33K	0.06%	133
2015 Q4	$852K	Buy	87,477 +60,218	+221%	+$587K	0.06%	137
2015 Q3	$264K	Sell	27,259 -13,110	-32%	-$127K	0.02%	196
2015 Q2	$438K	Hold	40,369	–	–	0.03%	158
2015 Q1	$460K	Buy	40,369 +915	+2%	+$10.4K	0.04%	153
2014 Q4	$464K	Hold	39,454	–	–	0.04%	153
2014 Q3	$471K	Buy	39,454 +13,327	+51%	+$159K	0.05%	143
2014 Q2	$322K	Sell	26,127 -10,300	-28%	-$127K	0.04%	164
2014 Q1	$427K	Hold	36,427	–	–	0.05%	121
2013 Q4	$412K	Hold	36,427	–	–	0.06%	116
2013 Q3	$421K	Sell	36,427 -1,782	-5%	-$20.6K	0.07%	111
2013 Q2	$457K	Buy	+38,209	New	+$457K	0.09%	80