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PFL

PIMCO Income Strategy Fund

54 hedge funds and large institutions have $38.1M invested in PIMCO Income Strategy Fund in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

14% more capital invested

Capital invested by funds: $33.5M → $38.1M (+$4.56M)

8% more funds holding

Funds holding: 5054 (+4)

2.11% more ownership

Funds ownership: 10.95%13.06% (+2.1%)

16% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 19

Holders
54
Holders Change
+4
Holders Change %
+8%
% of All Funds
1.06%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
16
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
F
1
F3Logic
Minnesota
$7.45M +$516K +44,296 +8%
HKAM
2
Horizon Kinetics Asset Management
New York
$2.44M -$14.2K -1,215 -0.6%
Invesco
3
Invesco
Georgia
$2.28M +$218K +18,700 +11%
Creative Planning
4
Creative Planning
Kansas
$2.11M +$125K +10,752 +6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.02M +$20.9K +1,793 +1%
Morgan Stanley
6
Morgan Stanley
New York
$1.88M -$143K -12,264 -7%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.83M +$718K +61,594 +66%
AIA
8
Armor Investment Advisors
North Carolina
$1.78M +$80K +6,861 +5%
Truist Financial
9
Truist Financial
North Carolina
$1.76M +$1.74M +148,982 New
Bank of America
10
Bank of America
North Carolina
$1.61M -$131K -11,231 -8%
Ameriprise
11
Ameriprise
Minnesota
$1.06M -$73.6K -6,314 -7%
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$1M -$33.8K -2,900 -3%
SIM
13
Sonora Investment Management
Arizona
$759K
BRWA
14
B. Riley Wealth Advisors
Florida
$715K -$138K -11,859 -16%
LSA
15
Lion Street Advisors
Texas
$715K +$705K +60,457 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$710K +$37.5K +3,218 +6%
KOMWMG
17
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$699K +$688K +58,969 New
CF
18
Centaurus Financial
California
$664K +$32K +2,744 +5%
Wells Fargo
19
Wells Fargo
California
$631K -$11.2K -959 -2%
WAM
20
Wealthspire Advisors (Maryland)
Maryland
$603K +$7.04M +603,378 New
LPL Financial
21
LPL Financial
California
$486K +$75.8K +6,504 +19%
SRC
22
Shufro Rose & Co
New York
$457K
UBS Group
23
UBS Group
Switzerland
$414K -$51.3K -4,400 -11%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$385K +$15.6K +1,341 +4%
SS
25
Sunbelt Securities
Texas
$360K

PFL Hedge Fund Activity: Q4 2019 in Review

54 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2019, worth a combined $38.1M — up 14% from $33.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFL positions and 4 closed out — a net gain of 6 holders — while 16 added to existing stakes and 19 trimmed.

The largest buyer was Wealthspire Advisors (Maryland), opening a new position worth an estimated $7.04M. The largest seller was Choate Investment Advisors, exiting entirely with an estimated $167K sold.

  • 54 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2019, up from 50 in Q3 2019.
  • Funds reported $38.1M of PIMCO Income Strategy Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 10 funds opened new PIMCO Income Strategy Fund positions in Q4 2019 and 4 closed out, a net change of +6 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2019 was Wealthspire Advisors (Maryland), an estimated $7.04M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2019 was Choate Investment Advisors, an estimated $167K sold.

Based on aggregated 13F filings for Q4 2019.