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PFL

PIMCO Income Strategy Fund

45 hedge funds and large institutions have $50.3M invested in PIMCO Income Strategy Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $48.9M → $50.3M (+$1.39M)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

1.91% less ownership

Funds ownership: 21.09%19.18% (-1.9%)

4% less funds holding

Funds holding: 4745 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
12
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.4M +$1.29M +129,560 +12%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.6M +$930K +93,582 +11%
HK
3
Horizon Kinetics
New York
$5.92M -$6.07K -611 -0.1%
Invesco
4
Invesco
Georgia
$3.21M -$249K -25,088 -7%
GC
5
Guggenheim Capital
Illinois
$2.61M -$227K -22,892 -8%
NPC
6
National Planning Corporation
California
$2.02M +$1.49M +149,888 +332%
N
7
Nuveen
North Carolina
$1.94M
Creative Planning
8
Creative Planning
Kansas
$1.78M -$19.2K -1,931 -1%
Morgan Stanley
9
Morgan Stanley
New York
$1.26M +$62.1K +6,249 +5%
FFA
10
First Foundation Advisors
California
$900K
CRC
11
Curi RMB Capital
Illinois
$826K +$799K +80,471 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$767K +$243K +24,492 +49%
BTS
13
BB&T Securities
Virginia
$733K +$97.5K +9,817 +16%
SIM
14
Sonora Investment Management
Arizona
$685K
SB
15
Suntrust Banks
Georgia
$587K
Wells Fargo
16
Wells Fargo
California
$533K +$37.7K +3,792 +8%
Bank of America
17
Bank of America
North Carolina
$510K -$75.6K -7,607 -13%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$461K +$15K +1,508 +3%
SRC
19
Shufro Rose & Co
New York
$460K
LPL Financial
20
LPL Financial
California
$422K -$571K -57,459 -59%
TC
21
Telemus Capital
Michigan
$370K
UBS Group
22
UBS Group
Switzerland
$288K -$118K -11,873 -30%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$252K -$4.11K -414 -2%
ICAS
24
Investors Capital Advisory Services
Massachusetts
$226K +$108K +10,900 +98%
MFS
25
MSI Financial Services
Massachusetts
$223K +$9.89K +996 +5%

PFL Hedge Fund Activity: Q2 2016 in Review

45 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q2 2016, worth a combined $50.3M — up 2.8% from $48.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PFL and 5 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 12 added.

The largest buyer was National Planning Corporation, adding an estimated $1.49M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $4.39M sold.

  • 45 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q2 2016, down from 47 in Q1 2016.
  • Funds reported $50.3M of PIMCO Income Strategy Fund stock for Q2 2016, up 2.8% quarter-over-quarter.
  • 5 funds opened new PIMCO Income Strategy Fund positions in Q2 2016 and 7 closed out, a net change of -2 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q2 2016 was National Planning Corporation, an estimated $1.49M added.
  • The largest PIMCO Income Strategy Fund seller in Q2 2016 was Shaker Financial Services, an estimated $4.39M sold.

Based on aggregated 13F filings for Q2 2016.