PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

45 hedge funds and large institutions have $50.3M invested in PIMCO Income Strategy Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 7 closing their positions.

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
12
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$2.02M
2
SIA
2
Sit Investment Associates
Minnesota
$12.4M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.6M
4
CRC
4
Curi RMB Capital
Illinois
$826K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$767K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
MIG
3
Mariner Investment Group
New York
$0
4
LPL Financial
4
LPL Financial
California
$422K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$180K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$12.4M 1,209,674 +129,560 +12%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.6M 934,990 +93,582 +11%
HK
3
Horizon Kinetics
New York
$5.92M 576,772 -611 -0.1%
Invesco
4
Invesco
Georgia
$3.21M 312,258 -25,088 -7%
GC
5
Guggenheim Capital
Illinois
$2.61M 253,820 -22,892 -8%
NPC
6
National Planning Corporation
California
$2.02M 195,062 +149,888 +332%
Nuveen Asset Management
7
Nuveen Asset Management
Illinois
$1.94M 188,500 – –
Creative Planning
8
Creative Planning
Kansas
$1.78M 173,604 -1,931 -1%
Morgan Stanley
9
Morgan Stanley
New York
$1.26M 122,867 +6,249 +5%
FFA
10
First Foundation Advisors
California
$900K 87,616 – –
CRC
11
Curi RMB Capital
Illinois
$826K 80,471 +80,471 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$767K 74,678 +24,492 +49%
BTS
13
BB&T Securities
Virginia
$733K 71,383 +9,817 +16%
SIM
14
Sonora Investment Management
Arizona
$685K 66,676 – –
SB
15
Suntrust Banks
Georgia
$587K 57,213 – –
Wells Fargo
16
Wells Fargo
California
$533K 51,911 +3,792 +8%
Bank of America
17
Bank of America
North Carolina
$510K 49,656 -7,607 -13%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$461K 44,868 +1,508 +3%
SRC
19
Shufro Rose & Co
New York
– – – –
LPL Financial
20
LPL Financial
California
$422K 40,543 -57,459 -59%
TC
21
Telemus Capital
Michigan
$370K 36,000 – –
UBS Group
22
UBS Group
Switzerland
$288K 28,091 -11,873 -30%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$252K 24,570 -414 -2%
ICAS
24
Investors Capital Advisory Services
Massachusetts
$226K 22,035 +10,900 +98%
MFS
25
MSI Financial Services
Massachusetts
$223K 21,745 +996 +5%
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