PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

47 hedge funds and large institutions have $34.3M invested in PIMCO Income Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 23 reducing their positions, and 10 closing their positions.

Holders
47
Holders Change
-6
Holders Change %
-11.32%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
23
Closed
10
Calls
–
Puts
$6.21M
Net Calls
-$6.21M
Net Calls Change
-$6.21M

Top Buyers

1
MFS
1
MSI Financial Services
Massachusetts
$859K
2
Nuveen Asset Management
2
Nuveen Asset Management
Illinois
$2.71M
3
GC
3
Guggenheim Capital
Illinois
$829K
4
BTS
4
BB&T Securities
Virginia
$3.31M
5
Wells Fargo
5
Wells Fargo
California
$1.04M

Top Sellers

1
HK
1
Horizon Kinetics
New York
$355K
2
RJA
2
Raymond James & Associates
Florida
$0
3
Bank of America
3
Bank of America
North Carolina
$1.38M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.23M
5
RCM
5
Rivernorth Capital Management
Florida
$7M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$7M 605,036 -47,284 -7%
BTS
2
BB&T Securities
Virginia
$3.31M 28,650 +2,200 +8%
U
3
UBS
Switzerland
$3M 259,460 -8,308 -3%
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$2.71M 234,500 +52,000 +28%
Morgan Stanley
5
Morgan Stanley
New York
$2.23M 193,136 -51,740 -21%
Bank of America
6
Bank of America
North Carolina
$1.38M 119,173 -70,287 -37%
Mariner
7
Mariner
Kansas
$1.23M 106,387 -11,990 -10%
SIA
8
Sit Investment Associates
Minnesota
$1.17M 100,915 -30,749 -23%
Wells Fargo
9
Wells Fargo
California
$1.04M 90,025 +19,439 +28%
Invesco
10
Invesco
Georgia
$1.03M 89,256 -8,833 -9%
LPL Financial
11
LPL Financial
California
$967K 83,736 -5,206 -6%
NPC
12
National Planning Corporation
California
$951K 81,808 +13,632 +20%
SB
13
Suntrust Banks
Georgia
$943K 81,525 +10,000 +14%
MFS
14
MSI Financial Services
Massachusetts
$859K 74,243 +73,866 +19,593%
GC
15
Guggenheim Capital
Illinois
$829K 71,598 +51,699 +260%
SRC
16
Shufro Rose & Co
New York
$479K 41,450 – –
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$435K 37,608 -12,000 -24%
HNB
18
Huntington National Bank
Ohio
– – – –
FFA
19
First Foundation Advisors
California
$421K 36,427 -1,782 -5%
KFS
20
KMS Financial Services
Washington
$395K 34,161 -3,477 -9%
HK
21
Horizon Kinetics
New York
$355K 30,700 -465,256 -94%
FAAS
22
First Allied Advisory Services
California
$350K 31,445 -5,096 -14%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$297K 25,678 -2,683 -9%
Creative Planning
24
Creative Planning
Kansas
$282K 24,375 -11,422 -32%
PAA
25
Peregrine Asset Advisers
Oregon
$263K 2,510 +8 +0.3%
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