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PFL

PIMCO Income Strategy Fund

47 hedge funds and large institutions have $34.3M invested in PIMCO Income Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.04% less ownership

Funds ownership: 13.6%10.56% (-3%)

11% less funds holding

Funds holding: 5347 (-6)

17% less capital invested

Capital invested by funds: $41.2M → $34.3M (-$6.9M)

43% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 23

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6.21M

Holders
47
Holders Change
-6
Holders Change %
-11.32%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
23
Closed
10
Calls
Puts
$6.21M
Net Calls
-$6.21M
Net Calls Change
-$6.21M
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$7M -$545K -47,284 -7%
BTS
2
BB&T Securities
Virginia
$3.31M +$25.4K +2,200 +8%
U
3
UBS
Switzerland
$3M -$95.7K -8,308 -3%
N
4
Nuveen
North Carolina
$2.71M +$599K +52,000 +28%
Morgan Stanley
5
Morgan Stanley
New York
$2.23M -$596K -51,740 -21%
Bank of America
6
Bank of America
North Carolina
$1.38M -$810K -70,287 -37%
Mariner
7
Mariner
Kansas
$1.23M -$138K -11,990 -10%
SIA
8
Sit Investment Associates
Minnesota
$1.17M -$354K -30,749 -23%
Wells Fargo
9
Wells Fargo
California
$1.04M +$224K +19,439 +28%
Invesco
10
Invesco
Georgia
$1.03M -$102K -8,833 -9%
LPL Financial
11
LPL Financial
California
$967K -$60K -5,206 -6%
NPC
12
National Planning Corporation
California
$951K +$157K +13,632 +20%
SB
13
Suntrust Banks
Georgia
$943K +$115K +10,000 +14%
MFS
14
MSI Financial Services
Massachusetts
$859K +$851K +73,866 +19,593%
GC
15
Guggenheim Capital
Illinois
$829K +$596K +51,699 +260%
SRC
16
Shufro Rose & Co
New York
$479K
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$435K -$138K -12,000 -24%
HNB
18
Huntington National Bank
Ohio
$435K
FFA
19
First Foundation Advisors
California
$421K -$20.5K -1,782 -5%
KFS
20
KMS Financial Services
Washington
$395K -$40.1K -3,477 -9%
HK
21
Horizon Kinetics
New York
$355K -$5.36M -465,256 -94%
FAAS
22
First Allied Advisory Services
California
$350K -$58.7K -5,096 -14%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$297K -$30.9K -2,683 -9%
Creative Planning
24
Creative Planning
Kansas
$282K -$132K -11,422 -32%
PAA
25
Peregrine Asset Advisers
Oregon
$263K +$92 +8 +0.3%

PFL Hedge Fund Activity: Q3 2013 in Review

47 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2013, worth a combined $34.3M — down 17% from $41.2M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PFL and 4 opened new positions — a net loss of 6 holders — while 23 trimmed existing stakes and 13 added.

The largest buyer was MSI Financial Services, adding an estimated $851K. The largest seller was Horizon Kinetics, cutting an estimated $5.36M.

  • 47 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2013, down from 53 in Q2 2013.
  • Funds reported $34.3M of PIMCO Income Strategy Fund stock for Q3 2013, down 17% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q3 2013 and 10 closed out, a net change of -6 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2013 was MSI Financial Services, an estimated $851K added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2013 was Horizon Kinetics, an estimated $5.36M sold.

Based on aggregated 13F filings for Q3 2013.