Nuveen’s PIMCO Income Strategy Fund PFL Stock Holding History

Nuveen’s Portfolio PFL Stock Details PFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-59,500	Closed	-$703K	–	1053
2018 Q3	$703K	Hold	59,500	–	–	﹤0.01%	803
2018 Q2	$705K	Sell	59,500 -8,000	-12%	-$96K	﹤0.01%	813
2018 Q1	$789K	Sell	67,500 -5,000	-7%	-$57.7K	0.01%	801
2017 Q4	$847K	Sell	72,500 -1,000	-1%	-$11.8K	0.01%	788
2017 Q3	$891K	Sell	73,500 -33,000	-31%	-$399K	0.01%	794
2017 Q2	$1.26M	Sell	106,500 -59,000	-36%	-$685K	0.01%	701
2017 Q1	$1.85M	Sell	165,500 -23,000	-12%	-$251K	0.01%	727
2016 Q4	$1.99M	Hold	188,500	–	–	0.01%	886
2016 Q3	$2.02M	Hold	188,500	–	–	0.01%	781
2016 Q2	$1.94M	Hold	188,500	–	–	0.01%	762
2016 Q1	$1.8K	Buy	188,500 +10,000	+6%	+$92.7K	0.01%	784
2015 Q4	$1.74K	Sell	178,500 -10,000	-5%	-$100K	0.01%	830
2015 Q3	$1.82K	Sell	188,500 -30,000	-14%	-$307K	0.01%	788
2015 Q2	$2.37K	Hold	218,500	–	–	0.01%	751
2015 Q1	$2.49M	Hold	218,500	–	–	0.01%	749
2014 Q4	$2.57M	Sell	218,500 -10,000	-4%	-$121K	0.01%	746
2014 Q3	$2.73M	Sell	228,500 -15,000	-6%	-$183K	0.02%	702
2014 Q2	$3M	Sell	243,500 -20,000	-8%	-$241K	0.02%	674
2014 Q1	$3.09M	Buy	263,500 +27,000	+11%	+$315K	0.02%	647
2013 Q4	$2.67M	Buy	236,500 +2,000	+0.9%	+$23.1K	0.02%	673
2013 Q3	$2.71M	Buy	234,500 +52,000	+28%	+$599K	0.02%	687
2013 Q2	$2.18M	Buy	+182,500	New	+$2.37M	0.01%	720

Other funds holding PFL

F3Logic Burnsville, Minnesota $476M AUM 16.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AIA

Armor Investment Advisors Raleigh, North Carolina $278M AUM 14.95% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Nuveen's PFL Position: Q4 2018 in Review

Nuveen sold out of PIMCO Income Strategy Fund (PFL) in Q4 2018, closing a stake of 59,500 shares — an estimated $703K sold.

Nuveen first reported a position in PFL in Q2 2013 and held it in 22 quarters. The position peaked at $3.09M in Q1 2014. 45 funds tracked by Wall St. Rank hold PFL as of Q4 2018.

Nuveen reported no remaining PIMCO Income Strategy Fund position as of Q4 2018 after selling out during the quarter.
Nuveen sold 59,500 PIMCO Income Strategy Fund shares in Q4 2018, an estimated $703K.
Nuveen first reported a position in PIMCO Income Strategy Fund in Q2 2013 and held it in 22 quarters.
Nuveen's PIMCO Income Strategy Fund position peaked at $3.09M in Q1 2014.
45 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund as of Q4 2018.

Based on Nuveen's 13F filing for Q4 2018, filed 14 Feb 2019.