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PFL

PIMCO Income Strategy Fund

49 hedge funds and large institutions have $35.6M invested in PIMCO Income Strategy Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

17% more funds holding

Funds holding: 4249 (+7)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

0.56% less ownership

Funds ownership: 14.17%13.61% (-0.56%)

6% less capital invested

Capital invested by funds: $37.9M → $35.6M (-$2.26M)

Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
14
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.3M -$1.04M -86,322 -14%
F
2
F3Logic
Minnesota
$3.41M +$383K +31,653 +12%
HK
3
Horizon Kinetics
New York
$2.86M -$134K -11,091 -4%
Creative Planning
4
Creative Planning
Kansas
$2.29M +$243K +20,126 +12%
Morgan Stanley
5
Morgan Stanley
New York
$2.04M +$168K +13,862 +9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.85M +$97.2K +8,042 +5%
Invesco
7
Invesco
Georgia
$1.73M -$17.7K -1,468 -1%
AIA
8
Armor Investment Advisors
North Carolina
$1.54M -$87.2K -7,212 -5%
LPL Financial
9
LPL Financial
California
$1.32M -$11.3K -932 -0.8%
GC
10
Guggenheim Capital
Illinois
$1.19M -$55.5K -4,591 -4%
Ameriprise
11
Ameriprise
Minnesota
$1.17M -$23.3K -1,924 -2%
AG
12
Advisor Group
Arizona
$1.1M +$163K +13,458 +17%
BTS
13
BB&T Securities
Virginia
$1.02M -$19.2K -1,585 -2%
Bank of America
14
Bank of America
North Carolina
$987K +$18.7K +1,547 +2%
SIM
15
Sonora Investment Management
Arizona
$757K
N
16
Nuveen
North Carolina
$703K
SB
17
Suntrust Banks
Georgia
$676K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$560K -$1.28M -105,589 -69%
Wells Fargo
19
Wells Fargo
California
$559K +$10.2K +848 +2%
UBS Group
20
UBS Group
Switzerland
$542K +$9.02K +746 +2%
WAM
21
Wealthspire Advisors (Maryland)
Maryland
$500K
SRC
22
Shufro Rose & Co
New York
$492K +$503K +41,600 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$235K +$2.66K +220 +1%
TC
24
Telemus Capital
Michigan
$189K
FFA
25
First Foundation Advisors
California
$167K -$175K -14,493 -51%

PFL Hedge Fund Activity: Q3 2018 in Review

49 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2018, worth a combined $35.6M — down 6% from $37.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFL positions and 2 closed out — a net gain of 7 holders — while 14 added to existing stakes and 14 trimmed.

The largest buyer was Shufro Rose & Co, opening a new position worth an estimated $503K. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $1.28M.

  • 49 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2018, up from 42 in Q2 2018.
  • Funds reported $35.6M of PIMCO Income Strategy Fund stock for Q3 2018, down 6% quarter-over-quarter.
  • 9 funds opened new PIMCO Income Strategy Fund positions in Q3 2018 and 2 closed out, a net change of +7 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2018 was Shufro Rose & Co, an estimated $503K added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2018 was Ladenburg Thalmann Financial Services, an estimated $1.28M sold.

Based on aggregated 13F filings for Q3 2018.