PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

49 hedge funds and large institutions have $35.6M invested in PIMCO Income Strategy Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
9
Increased
14
Reduced
14
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SRC
Shufro Rose & Co
New York
+$492K
2
F
F3Logic
Minnesota
+$377K
3
Creative Planning
Creative Planning
Kansas
+$238K
4
Morgan Stanley
Morgan Stanley
New York
+$164K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$161K

Top Sellers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
-$1.25M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.02M
3
CF
Centaurus Financial
California
-$582K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
-$221K
5
FFA
First Foundation Advisors
California
-$171K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.3M -$1.02M -86,322 -14%
F
2
F3Logic
Minnesota
$3.41M +$377K +31,653 +12%
HK
3
Horizon Kinetics
New York
$2.86M -$131K -11,091 -4%
Creative Planning
4
Creative Planning
Kansas
$2.29M +$238K +20,126 +12%
Morgan Stanley
5
Morgan Stanley
New York
$2.04M +$164K +13,862 +9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.85M +$95K +8,042 +5%
Invesco
7
Invesco
Georgia
$1.73M -$17.4K -1,468 -1%
AIA
8
Armor Investment Advisors
North Carolina
$1.54M -$85.2K -7,212 -5%
LPL Financial
9
LPL Financial
California
$1.32M -$11K -932 -0.8%
GC
10
Guggenheim Capital
Illinois
$1.19M -$54.3K -4,591 -4%
Ameriprise
11
Ameriprise
Minnesota
$1.17M -$22.8K -1,924 -2%
AG
12
Advisor Group
Arizona
$1.1M +$159K +13,458 +17%
BTS
13
BB&T Securities
Virginia
$1.02M -$18.7K -1,585 -2%
Bank of America
14
Bank of America
North Carolina
$987K +$18.3K +1,547 +2%
SIM
15
Sonora Investment Management
Arizona
$757K – – –
Nuveen Asset Management
16
Nuveen Asset Management
Illinois
$703K – – –
SB
17
Suntrust Banks
Georgia
$676K – – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$560K -$1.25M -105,589 -69%
Wells Fargo
19
Wells Fargo
California
$559K +$10K +848 +2%
UBS Group
20
UBS Group
Switzerland
$542K +$8.82K +746 +2%
WAM
21
Wealthspire Advisors (Maryland)
Maryland
$500K – – –
SRC
22
Shufro Rose & Co
New York
$492K +$492K +41,600 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$235K +$2.6K +220 +1%
TC
24
Telemus Capital
Michigan
$189K – – –
FFA
25
First Foundation Advisors
California
$167K -$171K -14,493 -51%
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