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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
F
1
F3Logic
Minnesota
$4.73M +$1.64M +148,923 +52%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.07M -$1.74M -158,198 -30%
HK
3
Horizon Kinetics
New York
$2.58M -$51.3K -4,658 -2%
SFS
4
Shaker Financial Services
Virginia
$2.5M +$2.53M +229,642 New
Creative Planning
5
Creative Planning
Kansas
$1.88M -$230K -20,835 -11%
Morgan Stanley
6
Morgan Stanley
New York
$1.88M +$5.88K +534 +0.3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.73M +$20.7K +1,881 +1%
Invesco
8
Invesco
Georgia
$1.61M +$20.3K +1,844 +1%
AIA
9
Armor Investment Advisors
North Carolina
$1.41M -$14.3K -1,300 -1%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.06M +$556K +50,477 +107%
Ameriprise
11
Ameriprise
Minnesota
$1.03M -$43.4K -3,939 -4%
BTS
12
BB&T Securities
Virginia
$939K +$2.17K +197 +0.2%
Bank of America
13
Bank of America
North Carolina
$827K -$82.5K -7,487 -9%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$712K +$722K +65,500 New
SIM
15
Sonora Investment Management
Arizona
$696K
GC
16
Guggenheim Capital
Illinois
$658K -$445K -40,348 -40%
SB
17
Suntrust Banks
Georgia
$622K
LPL Financial
18
LPL Financial
California
$611K -$609K -55,250 -50%
Wells Fargo
19
Wells Fargo
California
$526K +$11.7K +1,065 +2%
WAM
20
Wealthspire Advisors (Maryland)
Maryland
$500K
UBS Group
21
UBS Group
Switzerland
$484K -$14.8K -1,339 -3%
SRC
22
Shufro Rose & Co
New York
$430K -$22K -2,000 -5%
AG
23
Advisor Group
Arizona
$336K -$684K -62,079 -67%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$293K +$77.6K +7,039 +35%
WAM
25
Weiss Asset Management
Massachusetts
$186K +$189K +17,133 New