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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.4M +$1.29M +129,560 +12%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.6M +$930K +93,582 +11%
HK
3
Horizon Kinetics
New York
$5.92M -$6.07K -611 -0.1%
Invesco
4
Invesco
Georgia
$3.21M -$249K -25,088 -7%
GC
5
Guggenheim Capital
Illinois
$2.61M -$227K -22,892 -8%
NPC
6
National Planning Corporation
California
$2.02M +$1.49M +149,888 +332%
Nuveen
7
Nuveen
North Carolina
$1.94M
Creative Planning
8
Creative Planning
Kansas
$1.78M -$19.2K -1,931 -1%
Morgan Stanley
9
Morgan Stanley
New York
$1.26M +$62.1K +6,249 +5%
FFA
10
First Foundation Advisors
California
$900K
CRC
11
Curi RMB Capital
Illinois
$826K +$799K +80,471 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$767K +$243K +24,492 +49%
BTS
13
BB&T Securities
Virginia
$733K +$97.5K +9,817 +16%
SIM
14
Sonora Investment Management
Arizona
$685K
SB
15
Suntrust Banks
Georgia
$587K
Wells Fargo
16
Wells Fargo
California
$533K +$37.7K +3,792 +8%
Bank of America
17
Bank of America
North Carolina
$510K -$75.6K -7,607 -13%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$461K +$15K +1,508 +3%
SRC
19
Shufro Rose & Co
New York
$460K
LPL Financial
20
LPL Financial
California
$422K -$571K -57,459 -59%
TC
21
Telemus Capital
Michigan
$370K
UBS Group
22
UBS Group
Switzerland
$288K -$118K -11,873 -30%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$252K -$4.11K -414 -2%
ICAS
24
Investors Capital Advisory Services
Massachusetts
$226K +$108K +10,900 +98%
MFS
25
MSI Financial Services
Massachusetts
$223K +$9.89K +996 +5%