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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IFG
1
Independent Financial Group
California
$4.29M +$2.42M +301,320 +117%
GC
2
Guggenheim Capital
Illinois
$2.64M +$940K +117,089 +51%
Morgan Stanley
3
Morgan Stanley
New York
$2.08M +$63.4K +7,903 +3%
Invesco
4
Invesco
Georgia
$1.77M -$95.8K -11,928 -5%
Stifel Financial
5
Stifel Financial
Missouri
$1.49M -$121K -15,041 -7%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.26M +$73.4K +9,138 +6%
SFS
7
Shaker Financial Services
Virginia
$1.26M -$420K -52,342 -24%
CAN
8
Cetera Advisor Networks
California
$1.15M +$59.9K +7,459 +5%
AWS
9
Atria Wealth Solutions
New York
$1.1M +$123K +15,357 +12%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$982K -$5.44K -678 -0.5%
Bank of America
11
Bank of America
North Carolina
$881K -$26K -3,240 -3%
Truist Financial
12
Truist Financial
North Carolina
$854K +$186K +23,179 +26%
HKAM
13
Horizon Kinetics Asset Management
New York
$760K
NA
14
NewEdge Advisors
Louisiana
$723K -$160K -19,900 -17%
Creative Planning
15
Creative Planning
Kansas
$647K -$601K -74,861 -47%
SWP
16
Semus Wealth Partners
Florida
$642K +$1.55K +193 +0.2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$605K +$16.3K +2,035 +3%
LPL Financial
18
LPL Financial
California
$605K +$151K +18,829 +31%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$527K +$63.7K +7,935 +13%
AWM
20
Apollon Wealth Management
South Carolina
$446K
WWM
21
Western Wealth Management
Colorado
$413K -$28.7K -3,576 -6%
SF
22
Synovus Financial
Georgia
$403K +$109K +13,600 +35%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$373K +$127K +15,816 +48%
AIA
24
Armor Investment Advisors
North Carolina
$357K +$51.8K +6,458 +16%
Mariner
25
Mariner
Kansas
$327K -$16.6K -2,073 -5%