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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.3M -$1.04M -86,322 -14%
F
2
F3Logic
Minnesota
$3.41M +$383K +31,653 +12%
HK
3
Horizon Kinetics
New York
$2.86M -$134K -11,091 -4%
Creative Planning
4
Creative Planning
Kansas
$2.29M +$243K +20,126 +12%
Morgan Stanley
5
Morgan Stanley
New York
$2.04M +$168K +13,862 +9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.85M +$97.2K +8,042 +5%
Invesco
7
Invesco
Georgia
$1.73M -$17.7K -1,468 -1%
AIA
8
Armor Investment Advisors
North Carolina
$1.54M -$87.2K -7,212 -5%
LPL Financial
9
LPL Financial
California
$1.32M -$11.3K -932 -0.8%
GC
10
Guggenheim Capital
Illinois
$1.19M -$55.5K -4,591 -4%
Ameriprise
11
Ameriprise
Minnesota
$1.17M -$23.3K -1,924 -2%
AG
12
Advisor Group
Arizona
$1.1M +$163K +13,458 +17%
BTS
13
BB&T Securities
Virginia
$1.02M -$19.2K -1,585 -2%
Bank of America
14
Bank of America
North Carolina
$987K +$18.7K +1,547 +2%
SIM
15
Sonora Investment Management
Arizona
$757K
Nuveen
16
Nuveen
North Carolina
$703K
SB
17
Suntrust Banks
Georgia
$676K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$560K -$1.28M -105,589 -69%
Wells Fargo
19
Wells Fargo
California
$559K +$10.2K +848 +2%
UBS Group
20
UBS Group
Switzerland
$542K +$9.02K +746 +2%
WAM
21
Wealthspire Advisors (Maryland)
Maryland
$500K
SRC
22
Shufro Rose & Co
New York
$492K +$503K +41,600 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$235K +$2.66K +220 +1%
TC
24
Telemus Capital
Michigan
$189K
FFA
25
First Foundation Advisors
California
$167K -$175K -14,493 -51%