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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.21M -$451K -39,093 -5%
HK
2
Horizon Kinetics
New York
$2.98M
F
3
F3Logic
Minnesota
$2.22M +$2.18M +188,780 New
Creative Planning
4
Creative Planning
Kansas
$1.94M -$700K -60,656 -27%
Morgan Stanley
5
Morgan Stanley
New York
$1.8M +$215K +18,592 +14%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.79M +$76K +6,583 +4%
Invesco
7
Invesco
Georgia
$1.76M -$25.7K -2,226 -1%
AIA
8
Armor Investment Advisors
North Carolina
$1.68M +$10.4K +900 +0.6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.66M +$276K +23,916 +20%
GC
10
Guggenheim Capital
Illinois
$1.29M +$55.5K +4,811 +5%
Ameriprise
11
Ameriprise
Minnesota
$1.13M +$3.28K +284 +0.3%
BTS
12
BB&T Securities
Virginia
$1.01M +$19.5K +1,690 +2%
LPL Financial
13
LPL Financial
California
$1.01M -$1.35M -117,302 -58%
CWP
14
Capital Wealth Planning
Florida
$964K +$911K +78,941 New
CRC
15
Curi RMB Capital
Illinois
$805K +$450K +38,942 +130%
Nuveen
16
Nuveen
North Carolina
$789K -$57.7K -5,000 -7%
SIM
17
Sonora Investment Management
Arizona
$748K
SB
18
Suntrust Banks
Georgia
$669K
Bank of America
19
Bank of America
North Carolina
$595K +$13.6K +1,176 +2%
Wells Fargo
20
Wells Fargo
California
$543K -$45.5K -3,946 -8%
UBS Group
21
UBS Group
Switzerland
$513K +$43.7K +3,782 +9%
SRC
22
Shufro Rose & Co
New York
$490K -$484K -41,900 Closed
FFA
23
First Foundation Advisors
California
$355K
AG
24
Advisor Group
Arizona
$328K -$35.2K -3,050 -10%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$291K +$288K +24,915 New