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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$11M
GC
2
Guggenheim Capital
Illinois
$6.74M +$2.66M +313,344 +67%
IFG
3
Independent Financial Group
California
$4.78M -$279K -32,868 -6%
Morgan Stanley
4
Morgan Stanley
New York
$4.27M +$5.62K +661 +0.1%
CF
5
Centaurus Financial
California
$2.92M +$246K +28,981 +9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.69M +$1.8M +211,854 +211%
Invesco
7
Invesco
Georgia
$2.64M +$25.5K +3,001 +1%
Ameriprise
8
Ameriprise
Minnesota
$2.53M +$1.52M +179,297 +156%
AWS
9
Atria Wealth Solutions
New York
$2.26M -$11.5K -1,354 -0.5%
Stifel Financial
10
Stifel Financial
Missouri
$2.22M +$75.4K +8,872 +4%
LPL Financial
11
LPL Financial
California
$2.13M +$62.2K +7,321 +3%
Bank of America
12
Bank of America
North Carolina
$1.7M +$106K +12,456 +7%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.56M -$645K -75,931 -29%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.44M +$124K +14,645 +10%
HKAM
15
Horizon Kinetics Asset Management
New York
$1.17M
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.06M +$26.7K +3,142 +3%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$858K +$130K +15,284 +18%
NA
18
NewEdge Advisors
Louisiana
$748K -$8.92K -1,050 -1%
Truist Financial
19
Truist Financial
North Carolina
$738K +$37.5K +4,411 +5%
AWM
20
Apollon Wealth Management
South Carolina
$597K
JWCA
21
J.W. Cole Advisors
Florida
$534K +$527K +62,039 New
NWMP
22
Noble Wealth Management PBC
Colorado
$529K
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$449K -$89.1K -10,484 -17%
SF
24
Synovus Financial
Georgia
$415K +$8.34K +981 +2%
Raymond James Financial
25
Raymond James Financial
Florida
$343K +$68.9K +8,104 +25%