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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$10.4M +$304K +29,333 +3%
SIA
2
Sit Investment Associates
Minnesota
$6.29M -$3.79M -366,151 -38%
HK
3
Horizon Kinetics
New York
$4.28M -$1.12M -107,863 -21%
SFS
4
Shaker Financial Services
Virginia
$3.4M +$3.11M +300,076 +1,402%
LCM
5
Laurion Capital Management
New York
$3.26M +$1.5M +144,851 +88%
Creative Planning
6
Creative Planning
Kansas
$2.52M +$476K +45,961 +24%
Invesco
7
Invesco
Georgia
$2.43M -$46.1K -4,446 -2%
Nuveen
8
Nuveen
North Carolina
$1.99M
AIA
9
Armor Investment Advisors
North Carolina
$1.43M +$1.4M +134,936 New
Morgan Stanley
10
Morgan Stanley
New York
$1.27M -$33.2K -3,203 -3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.14M +$101K +9,730 +10%
GC
12
Guggenheim Capital
Illinois
$1.07M -$550K -53,061 -34%
BTS
13
BB&T Securities
Virginia
$818K
FFA
14
First Foundation Advisors
California
$790K -$89.5K -8,636 -10%
SIM
15
Sonora Investment Management
Arizona
$689K -$15.1K -1,460 -2%
LPL Financial
16
LPL Financial
California
$641K +$59.9K +5,780 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$617K +$66.7K +6,441 +12%
SB
18
Suntrust Banks
Georgia
$604K
Bank of America
19
Bank of America
North Carolina
$604K +$112K +10,830 +23%
NPC
20
National Planning Corporation
California
$567K -$1.45M -139,979 -73%
UBS Group
21
UBS Group
Switzerland
$546K +$153K +14,776 +40%
Wells Fargo
22
Wells Fargo
California
$508K -$82.7K -7,980 -14%
SRC
23
Shufro Rose & Co
New York
$451K +$442K +42,700 New
TC
24
Telemus Capital
Michigan
$381K
AG
25
Advisor Group
Arizona
$331K +$102K +9,812 +46%