|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$9.8M
|
+$2.8M
|
+279,515
|
+38%
|
|
|
2
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$7.95M
|
+$1.22M
|
+121,572
|
+18%
|
|
|
3
|
Horizon Kinetics
New York
|
$5.73M
|
-$407K
|
-40,650
|
-6%
|
|
|
4
|
Shaker Financial Services
Arlington,
Virginia
|
$5.05M
|
+$356K
|
+35,594
|
+7%
|
|
|
5
|
|
$3.74M
|
-$237K
|
-23,708
|
-6%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$3.2M
|
+$422K
|
+42,164
|
+15%
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$2.72M
|
-$305K
|
-30,526
|
-10%
|
|
|
8
|
Nuveen
Charlotte,
North Carolina
|
$1.74M
|
-$100K
|
-10,000
|
-5%
|
|
|
9
|
|
$1.46M
|
+$10.2K
|
+1,018
|
+0.7%
|
|
|
10
|
Creative Planning
Overland Park,
Kansas
|
$1.4M
|
+$1.7K
|
+170
|
+0.1%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$1.01M
|
+$500K
|
+49,999
|
+94%
|
|
|
12
|
First Foundation Advisors
Irvine,
California
|
$852K
|
+$603K
|
+60,218
|
+221%
|
|
|
13
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$851K
|
+$94.4K
|
+9,435
|
+12%
|
|
|
14
|
Parametric Portfolio Associates
Seattle,
Washington
|
$824K
|
+$846K
|
+84,574
|
New
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$650K
|
-$888K
|
-88,735
|
-57%
|
|
|
16
|
BB&T Securities
Richmond,
Virginia
|
$642K
|
+$19.3K
|
+1,926
|
+3%
|
|
|
17
|
Suntrust Banks
Atlanta,
Georgia
|
$557K
|
–
|
–
|
–
|
|
|
18
|
SG Americas Securities
New York
|
$538K
|
+$552K
|
+55,201
|
New
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$493K
|
-$168K
|
-16,743
|
-25%
|
|
|
20
|
Wells Fargo
San Francisco,
California
|
$465K
|
-$55K
|
-5,500
|
-10%
|
|
|
21
|
Shufro Rose & Co
New York
|
$437K
|
+$10K
|
+1,000
|
+2%
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
$434K
|
+$13.6K
|
+1,356
|
+3%
|
|
|
23
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$401K
|
+$33.8K
|
+3,382
|
+9%
|
|
|
24
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$382K
|
-$853K
|
-85,303
|
-68%
|
|
|
25
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$317K
|
-$62.8K
|
-6,274
|
-16%
|
|
