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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$7.34M -$994K -82,856 -12%
F
2
F3Logic
Minnesota
$3.04M +$788K +65,679 +35%
HK
3
Horizon Kinetics
New York
$3M -$15.7K -1,305 -0.5%
Creative Planning
4
Creative Planning
Kansas
$2.06M +$96.7K +8,059 +5%
Morgan Stanley
5
Morgan Stanley
New York
$1.88M +$54.8K +4,570 +3%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.79M
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.76M +$87.1K +7,257 +5%
Invesco
8
Invesco
Georgia
$1.75M -$36.6K -3,052 -2%
AIA
9
Armor Investment Advisors
North Carolina
$1.63M -$68.4K -5,700 -4%
LPL Financial
10
LPL Financial
California
$1.33M +$309K +25,752 +30%
GC
11
Guggenheim Capital
Illinois
$1.25M -$55.3K -4,606 -4%
Ameriprise
12
Ameriprise
Minnesota
$1.19M +$47.6K +3,969 +4%
BTS
13
BB&T Securities
Virginia
$1.04M +$11.5K +958 +1%
Bank of America
14
Bank of America
North Carolina
$971K +$372K +31,030 +61%
AG
15
Advisor Group
Arizona
$942K +$618K +51,547 +184%
SIM
16
Sonora Investment Management
Arizona
$759K
Nuveen
17
Nuveen
North Carolina
$705K -$96K -8,000 -12%
SB
18
Suntrust Banks
Georgia
$678K
CF
19
Centaurus Financial
California
$582K +$589K +49,120 New
Wells Fargo
20
Wells Fargo
California
$551K +$12 +1 +0%
UBS Group
21
UBS Group
Switzerland
$534K +$14.5K +1,212 +3%
WAM
22
Wealthspire Advisors (Maryland)
Maryland
$500K +$6M +500,000 New
SRC
23
Shufro Rose & Co
New York
$493K
FFA
24
First Foundation Advisors
California
$339K -$20.4K -1,702 -6%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$233K +$2.62K +218 +1%