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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.58M -$4.08M -363,583 -32%
HK
2
Horizon Kinetics
New York
$7.35M -$456K -40,612 -6%
GC
3
Guggenheim Capital
Illinois
$4.77M -$396K -35,292 -7%
Invesco
4
Invesco
Georgia
$4.76M -$248K -22,135 -5%
SFS
5
Shaker Financial Services
Virginia
$4.52M +$4.67M +416,011 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.04M +$104K +9,246 +3%
Nuveen
7
Nuveen
North Carolina
$2.37M
Morgan Stanley
8
Morgan Stanley
New York
$1.82M -$86.9K -7,747 -4%
Creative Planning
9
Creative Planning
Kansas
$1.3M +$396K +35,306 +42%
SB
10
Suntrust Banks
Georgia
$885K
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$722K -$50.7K -4,516 -6%
LPL Financial
12
LPL Financial
California
$712K -$60.3K -5,378 -8%
Wells Fargo
13
Wells Fargo
California
$706K -$32.1K -2,865 -4%
DA
14
Doliver Advisors
Texas
$619K +$385K +34,307 +151%
BTS
15
BB&T Securities
Virginia
$609K +$60.4K +5,380 +11%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$535K +$553K +49,273 New
UBS Group
17
UBS Group
Switzerland
$513K +$11.2K +1,000 +2%
SRC
18
Shufro Rose & Co
New York
$465K
FFA
19
First Foundation Advisors
California
$438K
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$423K +$74.4K +6,632 +20%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$358K +$4.24K +378 +1%
MIG
22
Mariner Investment Group
New York
$307K +$318K +28,300 New
HCM
23
Hollencrest Capital Management
California
$280K
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$235K +$247K +22,000 New
CCP
25
Clough Capital Partners
Massachusetts
$222K +$229K +20,400 New