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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$10.7M +$230K +27,105 +2%
IFG
2
Independent Financial Group
California
$4.93M +$96.1K +11,312 +2%
Morgan Stanley
3
Morgan Stanley
New York
$4.15M +$657K +77,416 +19%
GC
4
Guggenheim Capital
Illinois
$3.94M +$861K +101,412 +27%
CF
5
Centaurus Financial
California
$2.6M +$684K +80,611 +35%
Invesco
6
Invesco
Georgia
$2.55M +$140K +16,467 +6%
AWS
7
Atria Wealth Solutions
New York
$2.21M +$90.8K +10,694 +4%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.16M +$376K +44,290 +21%
Stifel Financial
9
Stifel Financial
Missouri
$2.09M +$73.4K +8,649 +4%
LPL Financial
10
LPL Financial
California
$2.01M -$47.9K -5,638 -2%
Bank of America
11
Bank of America
North Carolina
$1.56M +$94.1K +11,077 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.28M +$209K +24,606 +19%
HKAM
13
Horizon Kinetics Asset Management
New York
$1.14M
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.01M +$202K +23,810 +25%
Ameriprise
15
Ameriprise
Minnesota
$962K -$10.1K -1,185 -1%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$842K -$118K -13,886 -12%
NA
17
NewEdge Advisors
Louisiana
$738K +$37.4K +4,400 +5%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$708K -$74.3K -8,754 -9%
Truist Financial
19
Truist Financial
North Carolina
$682K -$123K -14,454 -15%
AWM
20
Apollon Wealth Management
South Carolina
$582K +$95.1K +11,200 +19%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$525K +$74.4K +8,764 +16%
NWMP
22
Noble Wealth Management PBC
Colorado
$516K +$522K +61,530 New
SF
23
Synovus Financial
Georgia
$396K -$411K -48,373 -51%
SA
24
Sanctuary Advisors
Indiana
$311K +$5.78K +681 +2%
Mariner
25
Mariner
Kansas
$276K -$6.28K -739 -2%