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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$10.4M -$497K -45,645 -5%
HK
2
Horizon Kinetics
New York
$4.12M -$387K -35,477 -9%
LPL Financial
3
LPL Financial
California
$3.21M +$2.46M +225,678 +372%
Creative Planning
4
Creative Planning
Kansas
$2.6M -$66.1K -6,066 -3%
Invesco
5
Invesco
Georgia
$2.57M +$3.25K +298 +0.1%
SIA
6
Sit Investment Associates
Minnesota
$2.29M -$4.25M -389,850 -66%
Nuveen
7
Nuveen
North Carolina
$1.85M -$251K -23,000 -12%
AIA
8
Armor Investment Advisors
North Carolina
$1.58M +$73.6K +6,750 +5%
Morgan Stanley
9
Morgan Stanley
New York
$1.45M +$108K +9,904 +8%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.32M +$118K +10,793 +10%
GC
11
Guggenheim Capital
Illinois
$1.17M +$41.9K +3,847 +4%
NPC
12
National Planning Corporation
California
$1.01M +$411K +37,685 +72%
BTS
13
BB&T Securities
Virginia
$875K +$20.9K +1,918 +3%
FFA
14
First Foundation Advisors
California
$834K
SIM
15
Sonora Investment Management
Arizona
$728K
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$722K +$69.3K +6,360 +11%
RJA
17
Raymond James & Associates
Florida
$701K +$395K +36,270 +137%
SB
18
Suntrust Banks
Georgia
$638K
RCM
19
Robinson Capital Management
Michigan
$586K +$572K +52,500 New
UBS Group
20
UBS Group
Switzerland
$585K +$8.89K +816 +2%
AG
21
Advisor Group
Arizona
$557K +$203K +18,600 +59%
Bank of America
22
Bank of America
North Carolina
$550K -$85.6K -7,852 -14%
Wells Fargo
23
Wells Fargo
California
$549K +$13K +1,194 +2%
SRC
24
Shufro Rose & Co
New York
$468K -$8.72K -800 -2%
TC
25
Telemus Capital
Michigan
$402K