|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$10.3M
|
+$689K
|
+74,321
|
+7%
|
|
|
2
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$8.04M
|
+$234K
|
+25,192
|
+3%
|
|
|
3
|
Horizon Kinetics
New York
|
$5.52M
|
-$98.1K
|
-10,582
|
-2%
|
|
|
4
|
Shaker Financial Services
Arlington,
Virginia
|
$4.39M
|
-$541K
|
-58,324
|
-11%
|
|
|
5
|
|
$3.23M
|
-$429K
|
-46,256
|
-12%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$2.65M
|
-$27.1K
|
-2,923
|
-1%
|
|
|
7
|
Nuveen
Charlotte,
North Carolina
|
$1.8M
|
+$92.7K
|
+10,000
|
+6%
|
|
|
8
|
Creative Planning
Overland Park,
Kansas
|
$1.68M
|
+$296K
|
+31,950
|
+22%
|
|
|
9
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.15M
|
+$332K
|
+35,803
|
+42%
|
|
|
10
|
Mariner Investment Group
Harrison,
New York
|
$1.13M
|
-$1.95M
|
-210,303
|
-64%
|
|
|
11
|
|
$1.11M
|
-$310K
|
-33,436
|
-22%
|
|
|
12
|
LPL Financial
San Diego,
California
|
$934K
|
-$48K
|
-5,181
|
-5%
|
|
|
13
|
First Foundation Advisors
Irvine,
California
|
$838K
|
+$1.29K
|
+139
|
+0.2%
|
|
|
14
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$723K
|
-$109K
|
-11,711
|
-13%
|
|
|
15
|
Sonora Investment Management
Tucson,
Arizona
|
$661K
|
+$618K
|
+66,676
|
New
|
|
|
16
|
BB&T Securities
Richmond,
Virginia
|
$588K
|
-$40.7K
|
-4,388
|
-7%
|
|
|
17
|
Bank of America
Charlotte,
North Carolina
|
$547K
|
-$87.5K
|
-9,433
|
-14%
|
|
|
18
|
Suntrust Banks
Atlanta,
Georgia
|
$546K
|
–
|
–
|
–
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$478K
|
-$2.53K
|
-273
|
-0.5%
|
|
|
20
|
Wells Fargo
San Francisco,
California
|
$460K
|
+$3.42K
|
+369
|
+0.8%
|
|
|
21
|
National Planning Corporation
El Segundo,
California
|
$452K
|
+$152K
|
+16,397
|
+57%
|
|
|
22
|
Shufro Rose & Co
New York
|
$429K
|
-$416K
|
-44,900
|
Closed
|
|
|
23
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$415K
|
+$20.2K
|
+2,177
|
+5%
|
|
|
24
|
UBS Group
Zurich,
Switzerland
|
$382K
|
-$42.9K
|
-4,625
|
-10%
|
|
|
25
|
Telemus Capital
Southfield,
Michigan
|
$344K
|
+$334K
|
+36,000
|
New
|
|
