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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$10.3M -$2.61M -248,722 -21%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10.2M +$166K +15,849 +2%
HK
3
Horizon Kinetics
New York
$5.48M -$673K -64,131 -11%
Invesco
4
Invesco
Georgia
$2.5M -$821K -78,148 -25%
Creative Planning
5
Creative Planning
Kansas
$2.06M +$200K +19,034 +11%
Nuveen
6
Nuveen
North Carolina
$2.02M
NPC
7
National Planning Corporation
California
$2M -$29.9K -2,850 -1%
LCM
8
Laurion Capital Management
New York
$1.75M +$1.72M +163,758 New
GC
9
Guggenheim Capital
Illinois
$1.65M -$1.04M -99,390 -39%
Morgan Stanley
10
Morgan Stanley
New York
$1.31M +$2.13K +203 +0.2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.05M +$246K +23,399 +31%
FFA
12
First Foundation Advisors
California
$891K -$44.7K -4,259 -5%
BTS
13
BB&T Securities
Virginia
$818K +$54.4K +5,177 +7%
SIM
14
Sonora Investment Management
Arizona
$713K
SB
15
Suntrust Banks
Georgia
$611K
Wells Fargo
16
Wells Fargo
California
$599K +$43.2K +4,117 +8%
LPL Financial
17
LPL Financial
California
$580K +$150K +14,276 +35%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$555K +$73.8K +7,031 +16%
Bank of America
19
Bank of America
North Carolina
$494K -$35.7K -3,404 -7%
SRC
20
Shufro Rose & Co
New York
$456K
UBS Group
21
UBS Group
Switzerland
$394K +$92.3K +8,786 +31%
TC
22
Telemus Capital
Michigan
$385K
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$266K +$3.24K +309 +1%
AG
24
Advisor Group
Arizona
$230K +$32.8K +3,122 +17%
SFS
25
Shaker Financial Services
Virginia
$229K +$225K +21,407 New