First Allied Advisory Services’s PIMCO Income Strategy Fund PFL Stock Holding History

First Allied Advisory Services’s Portfolio PFL Stock Details PFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-31,445	Closed	-$350K	–	1027
2013 Q3	$350K	Sell	31,445 -5,096	-14%	-$58.7K	0.02%	670
2013 Q2	$422K	Buy	+36,541	New	+$474K	0.03%	548

Other funds holding PFL

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Allied Advisory Services's PFL Position: Q4 2013 in Review

First Allied Advisory Services sold out of PIMCO Income Strategy Fund (PFL) in Q4 2013, closing a stake of 31,445 shares — an estimated $350K sold.

First Allied Advisory Services first reported a position in PFL in Q2 2013 and held it in 2 quarters. The position peaked at $422K in Q2 2013. 47 funds tracked by Wall St. Rank hold PFL as of Q4 2013.

First Allied Advisory Services reported no remaining PIMCO Income Strategy Fund position as of Q4 2013 after selling out during the quarter.
First Allied Advisory Services sold 31,445 PIMCO Income Strategy Fund shares in Q4 2013, an estimated $350K.
First Allied Advisory Services first reported a position in PIMCO Income Strategy Fund in Q2 2013 and held it in 2 quarters.
First Allied Advisory Services's PIMCO Income Strategy Fund position peaked at $422K in Q2 2013.
47 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund as of Q4 2013.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.