UBS’s PIMCO Income Strategy Fund PFL Stock Holding History

UBS’s Portfolio PFL Stock Details PFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$755K	Buy	63,263 +5,117	+9%	+$62.6K	﹤0.01%	3857
2014 Q2	$718K	Buy	58,146 +2,864	+5%	+$34.5K	﹤0.01%	3867
2014 Q1	$648K	Sell	55,282 -11,908	-18%	-$139K	﹤0.01%	3960
2013 Q4	$760K	Sell	67,190 -192,270	-74%	-$2.22M	﹤0.01%	3849
2013 Q3	$3M	Sell	259,460 -8,308	-3%	-$95.7K	﹤0.01%	2175
2013 Q2	$3.2M	Buy	+267,768	New	+$3.48M	﹤0.01%	2041

Other funds holding PFL

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

UBS's PFL Position: Q3 2014 in Review

UBS increased its PIMCO Income Strategy Fund (PFL) stake by 8.8% in Q3 2014, buying an estimated $62.6K and bringing the position to 63,263 shares worth $755K. The position accounts for ﹤0.01% of the portfolio, ranked #3857.

UBS first reported a position in PFL in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.2M in Q2 2013. 40 funds tracked by Wall St. Rank hold PFL as of Q3 2014.

UBS held 63,263 shares of PIMCO Income Strategy Fund worth $755K as of Q3 2014.
UBS bought 5,117 PIMCO Income Strategy Fund shares in Q3 2014, an estimated $62.6K.
PIMCO Income Strategy Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3857 holding.
UBS first reported a position in PIMCO Income Strategy Fund in Q2 2013 and has held it in 6 quarters since.
UBS's PIMCO Income Strategy Fund position peaked at $3.2M in Q2 2013.
40 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.