Thomas J. Herzfeld Advisors’s PIMCO Corporate & Income Strategy Fund PCN Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio PCN Stock Details PCN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-54,972	Closed	-$737K	–	352
2015 Q4	$737K	Buy	54,972 +30,224	+122%	+$411K	0.3%	71
2015 Q3	$325K	Buy	24,748 +8,000	+48%	+$108K	0.14%	104
2015 Q2	$234K	Buy	+16,748	New	+$252K	0.1%	118

Other funds holding PCN

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

CFP

Cornerstone Financial Partners Huntersville, North Carolina $306M AUM 18.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

WCM

Wunderlich Capital Managemnt Memphis, Tennessee $224M AUM 21.93% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Thomas J. Herzfeld Advisors's PCN Position: Q1 2016 in Review

Thomas J. Herzfeld Advisors sold out of PIMCO Corporate & Income Strategy Fund (PCN) in Q1 2016, closing a stake of 54,972 shares — an estimated $737K sold.

Thomas J. Herzfeld Advisors first reported a position in PCN in Q2 2015 and held it in 3 quarters. The position peaked at $737K in Q4 2015. 62 funds tracked by Wall St. Rank hold PCN as of Q1 2016.

Thomas J. Herzfeld Advisors reported no remaining PIMCO Corporate & Income Strategy Fund position as of Q1 2016 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 54,972 PIMCO Corporate & Income Strategy Fund shares in Q1 2016, an estimated $737K.
Thomas J. Herzfeld Advisors first reported a position in PIMCO Corporate & Income Strategy Fund in Q2 2015 and held it in 3 quarters.
Thomas J. Herzfeld Advisors's PIMCO Corporate & Income Strategy Fund position peaked at $737K in Q4 2015.
62 funds tracked by Wall St. Rank held PIMCO Corporate & Income Strategy Fund as of Q1 2016.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.