TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+2.22%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$282M
AUM Growth
+$282M
Cap. Flow
+$2.78M
Cap. Flow %
0.99%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$8.16M
2
OXLC
Oxford Lane Capital
OXLC
$3.73M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.54M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.21M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.75M

Top Sells

1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$6.6M
2
ADX icon
Adams Diversified Equity Fund
ADX
$4.8M
3
UTG icon
Reaves Utility Income Fund
UTG
$4.8M
4
STEW
SRH Total Return Fund
STEW
$1.52M
5
KIO
KKR Income Opportunities Fund
KIO
$1.17M

Sector Composition

1 Financials 7.46%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MAV
276
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1K ﹤0.01%
105
-5,300
-98% -$50.5K
MNE
277
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1K ﹤0.01%
100
– –
GPM
278
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-2,774
Closed -$23K
KED
279
DELISTED
Kayne Anderson Energy
KED
– –
-44,676
Closed -$777K
EVJ
280
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
– –
-8,591
Closed -$97K
NID
281
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-7,710
Closed -$96K
KYE
282
DELISTED
Kayne Anderson Energy
KYE
– –
-9,000
Closed -$85K
AGC
283
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-4,042
Closed -$23K
LCM
284
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-21,133
Closed -$164K
KST
285
DELISTED
Deutsche Strategic Income Trust
KST
– –
-400
Closed -$5K
NMY
286
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-1,448
Closed -$18K
IPFF
287
DELISTED
iShares International Preferred Stock ETF
IPFF
– –
-8,200
Closed -$143K
NXQ
288
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-2,722
Closed -$37K
NDP
289
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-11,512
Closed -$145K
WEN icon
290
Wendy's
WEN
$1.91B
– –
-42
Closed -$1K
VPV icon
291
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
– –
-7,659
Closed -$92K
UTG icon
292
Reaves Utility Income Fund
UTG
$3.33B
– –
-165,892
Closed -$4.8M
TSLA icon
293
Tesla
TSLA
$1.08T
– –
-166
Closed -$57K
SWZ
294
Swiss Helvetia Fund
SWZ
$78.3M
– –
-1,950
Closed -$24K
QSR icon
295
Restaurant Brands International
QSR
$20.5B
– –
-10
Closed -$1K
PMF
296
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-28,122
Closed -$370K
PFL
297
PIMCO Income Strategy Fund
PFL
$383M
– –
-18,623
Closed -$221K
PFF icon
298
iShares Preferred and Income Securities ETF
PFF
$14.4B
– –
-3,933
Closed -$148K
PAM icon
299
Pampa Energía
PAM
$3.59B
– –
-127
Closed -$5K
OXSQ icon
300
Oxford Square Capital
OXSQ
$172M
– –
-75,725
Closed -$523K
9 10 11
12
13