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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAV
276
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1K ﹤0.01%
105
-5,300
-98% -$58.1K
MNE
277
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1K ﹤0.01%
100
– –
AEG icon
278
Aegon
AEG
$13.3B
– –
-4,968
Closed -$25K
BGB
279
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-5,581
Closed -$88K
BSV icon
280
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-6,300
Closed -$493K
DFP
281
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$424M
– –
-191
Closed -$4K
DTF
282
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
– –
-18,445
Closed -$246K
FOF icon
283
Cohen & Steers Closed End Opportunity Fund
FOF
$369M
– –
-49,197
Closed -$632K
GIL icon
284
Gildan
GIL
$9.49B
– –
-178
Closed -$5K
IQI icon
285
Invesco Quality Municipal Securities
IQI
$526M
– –
-1,725
Closed -$21K
MFC icon
286
Manulife Financial
MFC
$73B
– –
-303
Closed -$5K
NRK icon
287
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
– –
-10,000
Closed -$122K
NTES icon
288
NetEase
NTES
$83B
– –
-625
Closed -$32K
OXSQ icon
289
Oxford Square Capital
OXSQ
$150M
– –
-75,725
Closed -$523K
PAM icon
290
Pampa Energía
PAM
$4.57B
– –
-127
Closed -$5K
PFF icon
291
iShares Preferred and Income Securities ETF
PFF
$13.1B
– –
-3,933
Closed -$148K
PFL
292
PIMCO Income Strategy Fund
PFL
$382M
– –
-18,623
Closed -$221K
PMF
293
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-28,122
Closed -$370K
QSR icon
294
Restaurant Brands International
QSR
$26.2B
– –
-10
Closed -$1K
SWZ
295
Swiss Helvetia Fund
SWZ
$76.4M
– –
-1,950
Closed -$24K
TSLA icon
296
Tesla
TSLA
$1.18T
– –
-2,490
Closed -$57K
UTG icon
297
Reaves Utility Income Fund
UTG
$3.47B
– –
-165,892
Closed -$4.8M
VPV icon
298
Invesco Pennsylvania Value Municipal Income Trust
VPV
$195M
– –
-7,659
Closed -$92K
WEN icon
299
Wendy's
WEN
$1.46B
– –
-42
Closed -$1K
NDP
300
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-1,439
Closed -$145K
9 10 11
12
13

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.