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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.87%
2 Technology 7.77%
3 Healthcare 4.93%
4 Consumer Staples 3.89%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
201
iShares Core High Dividend ETF
HDV
$15.2B
$1.92M 0.11%
70,790
-5,475
-7% -$146K
MA icon
202
Mastercard
MA
$521B
$1.91M 0.11%
3,823
+569
+17% +$300K
TLT icon
203
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
$1.91M 0.11%
22,029
+2,894
+15% +$254K
VMBS icon
204
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$1.84M 0.11%
39,184
+2,488
+7% +$117K
SPYG icon
205
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.6B
$1.84M 0.11%
18,770
+2,075
+12% +$216K
IEUR icon
206
iShares Core MSCI Europe ETF
IEUR
$9.41B
$1.83M 0.11%
26,104
-3,163
-11% -$231K
SLV icon
207
iShares Silver Trust
SLV
$32.3B
$1.83M 0.11%
26,903
-4,752
-15% -$361K
CME icon
208
CME Group
CME
$103B
$1.81M 0.1%
6,129
+703
+13% +$209K
CLX icon
209
Clorox
CLX
$12.4B
$1.8M 0.1%
17,417
-470
-3% -$53.3K
DUBS icon
210
Aptus Large Cap Enhanced Yield ETF
DUBS
$414M
$1.78M 0.1%
49,282
+19,101
+63% +$717K
AMD icon
211
Advanced Micro Devices
AMD
$760B
$1.77M 0.1%
8,713
+837
+11% +$179K
IJT icon
212
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.08B
$1.76M 0.1%
12,145
+404
+3% +$59.9K
IVLU icon
213
iShares MSCI Intl Value Factor ETF
IVLU
$4.58B
$1.75M 0.1%
+44,027
New +$1.78M
EWX icon
214
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$698M
$1.73M 0.1%
26,203
+462
+2% +$31.2K
TCAF icon
215
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.33B
$1.72M 0.1%
48,371
-1,245
-3% -$46.6K
SHY icon
216
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.71M 0.1%
20,699
-2,133
-9% -$177K
GSUS icon
217
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.31B
$1.69M 0.1%
18,819
-23
-0.1% -$2.16K
VTEB icon
218
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$1.66M 0.1%
33,236
-2,625
-7% -$133K
HYMB icon
219
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.42B
$1.64M 0.09%
65,966
+2,703
+4% +$67.8K
LOW icon
220
Lowe's Companies
LOW
$117B
$1.63M 0.09%
6,913
-194
-3% -$50.6K
ADP icon
221
Automatic Data Processing
ADP
$114B
$1.63M 0.09%
8,018
-137
-2% -$31.4K
ABT icon
222
Abbott
ABT
$195B
$1.62M 0.09%
15,806
+2,243
+17% +$253K
FXU icon
223
First Trust Utilities AlphaDEX Fund
FXU
$795M
$1.61M 0.09%
32,534
+1,888
+6% +$90.9K
ACM icon
224
Aecom
ACM
$8.9B
$1.61M 0.09%
19,000
-349
-2% -$33.1K
DEFR
225
Aptus Deferred Income ETF
DEFR
$147M
$1.59M 0.09%
59,745
+1,411
+2% +$37.9K
7 8
9
10 11

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SG
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DCP
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EP
Eversept Partners New York $1.93B AUM 160.8% 1-Year Est. Return
SWM
Segment Wealth Management Houston, Texas $1.93B AUM 29.24% 1-Year Est. Return
SI
Standard Investments New York $1.93B AUM 6.23% 1-Year Est. Return
MFM
MHR Fund Management New York $1.92B AUM 119.57% 1-Year Est. Return
FWP
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GC
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.