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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
201
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.65M 0.11%
11,635
+1,019
+10% +$141K
IEUR icon
202
iShares Core MSCI Europe ETF
IEUR
$9.17B
$1.64M 0.11%
24,145
+1,672
+7% +$111K
DVY icon
203
iShares Select Dividend ETF
DVY
$23.6B
$1.61M 0.1%
11,301
-142
-1% -$19.7K
XLY icon
204
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$1.6M 0.1%
13,330
+6,956
+109% +$796K
ABT icon
205
Abbott
ABT
$187B
$1.59M 0.1%
11,846
+2,998
+34% +$394K
GIGB icon
206
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.57M 0.1%
33,623
-1,563
-4% -$72.1K
EFG icon
207
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$1.54M 0.1%
13,557
-36,557
-73% -$4.07M
EFA icon
208
iShares MSCI EAFE ETF
EFA
$80.2B
$1.54M 0.1%
16,482
+2,015
+14% +$183K
UNH icon
209
UnitedHealth
UNH
$370B
$1.51M 0.1%
4,373
+1,281
+41% +$387K
DIS icon
210
Walt Disney
DIS
$181B
$1.49M 0.1%
13,038
-92
-0.7% -$10.8K
VGT icon
211
Vanguard Information Technology ETF
VGT
$149B
$1.49M 0.1%
15,976
+1,024
+7% +$89.5K
V icon
212
Visa
V
$677B
$1.45M 0.09%
4,241
+433
+11% +$150K
MS icon
213
Morgan Stanley
MS
$340B
$1.44M 0.09%
9,065
-614
-6% -$90.7K
XYLD icon
214
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.41M 0.09%
35,914
+5,341
+17% +$208K
MP icon
215
MP Materials
MP
$9.1B
$1.4M 0.09%
20,945
-8,548
-29% -$538K
IWD icon
216
iShares Russell 1000 Value ETF
IWD
$83.9B
$1.4M 0.09%
6,887
+3,217
+88% +$640K
ACIO icon
217
Aptus Collared Investment Opportunity ETF
ACIO
$2.44B
$1.36M 0.09%
+31,350
New +$1.33M
PRU icon
218
Prudential Financial
PRU
$41.8B
$1.35M 0.09%
13,031
-86
-0.7% -$9.06K
AMGN icon
219
Amgen
AMGN
$222B
$1.35M 0.09%
4,779
+179
+4% +$51.9K
DSI icon
220
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.34M 0.09%
10,660
-160
-1% -$19.3K
CBOE icon
221
Cboe Global Markets
CBOE
$29.9B
$1.33M 0.09%
5,417
-295
-5% -$70.9K
AMD icon
222
Advanced Micro Devices
AMD
$789B
$1.3M 0.08%
8,054
+479
+6% +$77.3K
FDIS icon
223
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$1.29M 0.08%
12,584
-5,788
-32% -$572K
BF.B icon
224
Brown-Forman Class B
BF.B
$13.1B
$1.25M 0.08%
46,239
-923
-2% -$26.8K
FFLC icon
225
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.23B
$1.25M 0.08%
+24,058
New +$1.22M
7 8
9
10 11

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.