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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
201
iShares MSCI EAFE ETF
EFA
$80.2B
$1.27M 0.1%
16,865
+1,877
+13% +$133K
QYLD icon
202
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.26M 0.1%
72,498
+3,772
+5% +$64.3K
IJT icon
203
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.24M 0.09%
9,882
+119
+1% +$13.3K
MGK icon
204
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$1.23M 0.09%
23,670
+18,155
+329% +$881K
SMH icon
205
VanEck Semiconductor ETF
SMH
$71.8B
$1.23M 0.09%
7,017
+325
+5% +$50.9K
QCOM icon
206
Qualcomm
QCOM
$176B
$1.2M 0.09%
8,326
-48
-0.6% -$5.95K
ABT icon
207
Abbott
ABT
$187B
$1.19M 0.09%
10,800
+943
+10% +$94.2K
ULTA icon
208
Ulta Beauty
ULTA
$24.3B
$1.16M 0.09%
2,360
+887
+60% +$374K
PRU icon
209
Prudential Financial
PRU
$41.8B
$1.13M 0.09%
10,911
+7,601
+230% +$729K
CAT icon
210
Caterpillar
CAT
$387B
$1.13M 0.09%
3,824
+179
+5% +$46.4K
XYLD icon
211
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.13M 0.09%
28,638
+222
+0.8% +$8.65K
QJUN icon
212
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$1.13M 0.09%
46,712
-3,031
-6% -$69.2K
FISV
213
Fiserv Inc
FISV
$27.9B
$1.09M 0.08%
8,225
-39
-0.5% -$4.79K
MA icon
214
Mastercard
MA
$493B
$1.08M 0.08%
2,530
-106
-4% -$42.6K
DSI icon
215
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.08M 0.08%
11,839
+1,103
+10% +$93.6K
AMLP icon
216
Alerian MLP ETF
AMLP
$13.1B
$1.06M 0.08%
24,892
-33,599
-57% -$1.42M
FXG icon
217
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.06M 0.08%
16,739
+1,500
+10% +$90.1K
UPS icon
218
United Parcel Service
UPS
$88.9B
$1.05M 0.08%
6,708
-823
-11% -$124K
EMB icon
219
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.05M 0.08%
11,834
-24
-0.2% -$2.02K
IVE icon
220
iShares S&P 500 Value ETF
IVE
$49.8B
$1.04M 0.08%
5,997
-456
-7% -$73.3K
VCSH icon
221
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.04M 0.08%
13,429
-915
-6% -$69.3K
ITCI
222
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1.04M 0.08%
14,501
+891
+7% +$51.3K
HYMB icon
223
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.02M 0.08%
40,298
+6,723
+20% +$162K
SUB icon
224
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.01M 0.08%
9,610
-1,683
-15% -$175K
SCHZ icon
225
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$1,000K 0.08%
42,882
+5,652
+15% +$126K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.