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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
201
Eli Lilly
LLY
$1.06T
$956K 0.08%
2,782
-450
-14% -$152K
META icon
202
Meta Platforms (Facebook)
META
$1.51T
$935K 0.08%
4,412
+777
+21% +$132K
SPYG icon
203
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$927K 0.08%
16,736
– –
GSK icon
204
GSK
GSK
$106B
$925K 0.08%
26,006
-1,591
-6% -$55.7K
FISV
205
Fiserv Inc
FISV
$27.9B
$923K 0.08%
8,162
-1,578
-16% -$174K
MA icon
206
Mastercard
MA
$493B
$880K 0.08%
2,420
-78
-3% -$28.3K
DOW icon
207
Dow Inc
DOW
$21.2B
$878K 0.08%
16,022
+1,069
+7% +$60.1K
EMB icon
208
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$867K 0.08%
10,043
+3,224
+47% +$278K
NKE icon
209
Nike
NKE
$61.9B
$862K 0.08%
7,029
-371
-5% -$45.6K
FVD icon
210
First Trust Value Line Dividend Fund
FVD
$8.4B
$845K 0.07%
21,048
-1,491
-7% -$59.7K
IHI icon
211
iShares US Medical Devices ETF
IHI
$3.37B
$841K 0.07%
15,579
+577
+4% +$30.7K
CAT icon
212
Caterpillar
CAT
$387B
$836K 0.07%
3,654
+106
+3% +$25.6K
DSI icon
213
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$831K 0.07%
10,656
-3,098
-23% -$234K
ORCL icon
214
Oracle
ORCL
$423B
$821K 0.07%
8,840
+30
+0.3% +$2.63K
MGEE icon
215
MGE Energy Inc
MGEE
$3.08B
$808K 0.07%
10,402
+59
+0.6% +$4.27K
EMLP icon
216
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$801K 0.07%
30,068
-149
-0.5% -$4.01K
ODFL icon
217
Old Dominion Freight Line
ODFL
$44.9B
$800K 0.07%
4,694
+446
+10% +$74.7K
SPSB icon
218
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$800K 0.07%
26,990
+1,042
+4% +$30.7K
FTXN icon
219
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
$796K 0.07%
29,516
-2,720
-8% -$75K
AVGO icon
220
Broadcom
AVGO
$2.04T
$795K 0.07%
12,390
+90
+0.7% +$5.42K
XLP icon
221
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$786K 0.07%
10,518
+5,044
+92% +$369K
IJS icon
222
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$777K 0.07%
8,307
+2,511
+43% +$245K
AMGN icon
223
Amgen
AMGN
$222B
$775K 0.07%
3,204
+90
+3% +$22.1K
VNQI icon
224
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$774K 0.07%
19,082
+160
+0.8% +$6.76K
IYH icon
225
iShares US Healthcare ETF
IYH
$3.71B
$772K 0.07%
14,130
+2,065
+17% +$113K
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.