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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
201
Huntington Bancshares
HBAN
$35.5B
– –
-24,895
Closed -$314K
HD icon
202
Home Depot
HD
$355B
– –
-5,655
Closed -$1.5M
HDV
203
iShares Core High Dividend ETF
HDV
$14.8B
– –
-102,520
Closed -$1.8M
HEI.A icon
204
HEICO Corp Class A
HEI.A
$37.2B
– –
-1,978
Closed -$232K
HON icon
205
Honeywell
HON
$78B
– –
-3,045
Closed -$610K
HYD icon
206
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-10,325
Closed -$635K
HYG icon
207
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-28,704
Closed -$2.51M
HYLS icon
208
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-6,622
Closed -$323K
IAGG icon
209
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
– –
-175,618
Closed -$9.87M
IAU icon
210
iShares Gold Trust
IAU
$64.4B
– –
-22,075
Closed -$800K
IBB icon
211
iShares Biotechnology ETF
IBB
$9.71B
– –
-3,528
Closed -$535K
IBCP icon
212
Independent Bank Corp
IBCP
$844M
– –
-11,029
Closed -$204K
IBM icon
213
IBM
IBM
$224B
– –
-13,230
Closed -$1.59M
ICLR icon
214
Icon
ICLR
$12.7B
– –
-1,070
Closed -$209K
IEF icon
215
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-17,700
Closed -$2.12M
IEFA icon
216
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-63,445
Closed -$4.38M
IETC icon
217
iShares US Tech Independence Focused ETF
IETC
$717M
– –
-6,355
Closed -$302K
IGSB icon
218
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-28,777
Closed -$1.59M
IGV icon
219
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
– –
-4,875
Closed -$345K
IHI icon
220
iShares US Medical Devices ETF
IHI
$3.37B
– –
-43,608
Closed -$2.38M
IJS icon
221
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
– –
-5,544
Closed -$451K
IJT icon
222
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
– –
-6,751
Closed -$771K
INGR icon
223
Ingredion
INGR
$6.58B
– –
-13,796
Closed -$1.08M
INTC icon
224
Intel
INTC
$513B
– –
-73,443
Closed -$3.66M
ITOT icon
225
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-178,248
Closed -$15.4M
7 8
9
10 11

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.