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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
201
Invesco Preferred ETF
PGX
$3.78B
– –
-33,483
Closed -$473K
PHM icon
202
Pultegroup
PHM
$25.3B
– –
-6,426
Closed -$219K
PJAN icon
203
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
– –
-31,500
Closed -$882K
PJUL icon
204
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
– –
-8,930
Closed -$239K
PNC icon
205
PNC Financial Services
PNC
$101B
– –
-8,540
Closed -$898K
PNQI icon
206
Invesco NASDAQ Internet ETF
PNQI
$541M
– –
-11,040
Closed -$392K
PSEC icon
207
Prospect Capital
PSEC
$1.17B
– –
-10,765
Closed -$55K
PSK icon
208
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
– –
-7,675
Closed -$321K
PSX icon
209
Phillips 66
PSX
$81.4B
– –
-3,108
Closed -$223K
PYPL icon
210
PayPal
PYPL
$50.5B
– –
-4,532
Closed -$790K
QCOM icon
211
Qualcomm
QCOM
$176B
– –
-6,462
Closed -$589K
QLD icon
212
ProShares Ultra QQQ
QLD
$14.1B
– –
-16,024
Closed -$296K
QQQ icon
213
Invesco QQQ Trust
QQQ
$481B
– –
-43,456
Closed -$10.8M
QTEC icon
214
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
– –
-15,456
Closed -$1.69M
RCL icon
215
Royal Caribbean
RCL
$85.6B
– –
-5,823
Closed -$293K
REM icon
216
iShares Mortgage Real Estate ETF
REM
$543M
– –
-24,700
Closed -$614K
RLY icon
217
State Street Multi-Asset Real Return ETF
RLY
$1.29B
– –
-102,676
Closed -$2.18M
ROK icon
218
Rockwell Automation
ROK
$49B
– –
-1,006
Closed -$214K
RSG icon
219
Republic Services
RSG
$65.7B
– –
-2,493
Closed -$205K
RSP icon
220
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
– –
-2,228
Closed -$227K
RSPH icon
221
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
– –
-23,630
Closed -$525K
RTX icon
222
RTX Corp
RTX
$301B
– –
-28,249
Closed -$1.74M
RY icon
223
Royal Bank of Canada
RY
$293B
– –
-3,990
Closed -$271K
SBUX icon
224
Starbucks
SBUX
$120B
– –
-6,532
Closed -$481K
SCHW
225
Charles Schwab
SCHW
$187B
– –
-29,848
Closed -$1.01M
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.