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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$513M
AUM Growth
+$21.3M
Cap. Flow
+$11M
Cap. Flow %
2.15%
Top 10 Hldgs %
20.29%
Holding
385
New
33
Increased
173
Reduced
91
Closed
68

Top Buys

Rank Stock Value
1
INGR icon
Ingredion
INGR
+$2.02M
2
PARA
Paramount Global Class B
PARA
+$1.92M
3
CMP icon
Compass Minerals
CMP
+$1.91M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.9M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.29M

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.23M
2
UTHR icon
United Therapeutics
UTHR
+$2.02M
3
IDCC icon
InterDigital
IDCC
+$1.74M
4
LEA icon
Lear
LEA
+$1.5M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M

Sector Composition

Rank Sector Weight
1 Healthcare 8.01%
2 Technology 6.97%
3 Consumer Staples 6.91%
4 Industrials 5.04%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
201
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$463K 0.09%
29,405
+4,047
+16% +$62.8K
FTCS icon
202
First Trust Capital Strength ETF
FTCS
$7.91B
$446K 0.09%
7,899
+652
+9% +$35.9K
PCEF icon
203
Invesco CEF Income Composite ETF
PCEF
$810M
$442K 0.09%
19,547
+834
+4% +$18.6K
XLV icon
204
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$438K 0.09%
4,724
-14,277
-75% -$1.28M
MA icon
205
Mastercard
MA
$503B
$437K 0.09%
1,651
+2
+0.1% +$500
TD icon
206
Toronto Dominion Bank
TD
$200B
$436K 0.09%
7,476
+345
+5% +$19.4K
FEX icon
207
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$435K 0.08%
7,102
-33
-0.5% -$1.99K
SNY icon
208
Sanofi
SNY
$104B
$428K 0.08%
9,890
+565
+6% +$24K
IYR icon
209
iShares US Real Estate ETF
IYR
$4.62B
$422K 0.08%
4,835
+168
+4% +$14.7K
XYZ
210
Block Inc
XYZ
$47B
$421K 0.08%
5,799
+214
+4% +$15K
UPS icon
211
United Parcel Service
UPS
$87.7B
$417K 0.08%
4,033
+1,690
+72% +$176K
IBCP icon
212
Independent Bank Corp
IBCP
$793M
$413K 0.08%
18,961
+4,584
+32% +$99.3K
FXD icon
213
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$411K 0.08%
9,600
– –
EMLP icon
214
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$407K 0.08%
16,175
+1,350
+9% +$33.6K
IYH icon
215
iShares US Healthcare ETF
IYH
$3.49B
$405K 0.08%
10,365
+1,875
+22% +$71K
NKE icon
216
Nike
NKE
$62.2B
$398K 0.08%
4,735
– –
PYPL icon
217
PayPal
PYPL
$50.8B
$395K 0.08%
3,450
+171
+5% +$19K
IAGG icon
218
iShares Core International Aggregate Bond Fund
IAGG
$11B
$394K 0.08%
7,229
-977
-12% -$52.3K
RY icon
219
Royal Bank of Canada
RY
$293B
$392K 0.08%
4,932
+27
+0.6% +$2.11K
KMI icon
220
Kinder Morgan
KMI
$69.8B
$387K 0.08%
18,549
+1,891
+11% +$38.1K
ABT icon
221
Abbott
ABT
$185B
$385K 0.08%
4,583
+205
+5% +$16.1K
CSX icon
222
CSX Corp
CSX
$94B
$384K 0.07%
14,883
+33
+0.2% +$850
FDX icon
223
FedEx
FDX
$75.1B
$374K 0.07%
2,276
– –
FXU icon
224
First Trust Utilities AlphaDEX Fund
FXU
$820M
$373K 0.07%
12,994
– –
EWX icon
225
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$688M
$372K 0.07%
8,333
+358
+4% +$15.8K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Regal Investment Advisors held 385 positions worth $513M, up 4.3% from $492M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q2 2019 filing shows 33 new, 173 increased, 91 reduced and 68 closed positions. Its largest new stake was Ingredion: 23,478 shares worth $1.94M. The largest sale was Oracle, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2019 buy was Ingredion: 23,478 shares worth $1.94M.
  • Regal Investment Advisors added most to Bristol-Myers Squibb in Q2 2019, an estimated $1.9M increase.
  • Regal Investment Advisors's biggest Q2 2019 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $1.28M.
  • Regal Investment Advisors fully exited Oracle in Q2 2019, selling an estimated $2.23M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $513M portfolio in Q2 2019.
  • Regal Investment Advisors opened 33 new positions and closed 68 in Q2 2019.
  • Regal Investment Advisors's portfolio value rose 4.3% quarter-over-quarter to $513M.

Based on Regal Investment Advisors's 13F filing for Q2 2019, filed 26 Jul 2019.