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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$329M
AUM Growth
-$123M
Cap. Flow
-$128M
Cap. Flow %
-39.01%
Top 10 Hldgs %
19.4%
Holding
332
New
23
Increased
18
Reduced
212
Closed
75

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$1.8M
2
MKSI icon
MKS Inc
MKSI
+$1.73M
3
INVA icon
Innoviva
INVA
+$1.68M
4
LEA icon
Lear
LEA
+$1.64M
5
LPX icon
Louisiana-Pacific
LPX
+$1.63M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.64M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.93M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.79M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.83M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.59M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Healthcare 6.41%
3 Consumer Discretionary 5.72%
4 Industrials 4.82%
5 Financials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
201
Berkshire Hathaway Class B
BRK.B
$1.13T
$320K 0.1%
1,715
-13,269
-89% -$2.59M
GOOG icon
202
Alphabet (Google) Class C
GOOG
$4.36T
$320K 0.1%
5,740
-43,260
-88% -$2.34M
AMGN icon
203
Amgen
AMGN
$219B
$319K 0.1%
1,728
-216
-11% -$38.2K
C icon
204
Citigroup
C
$224B
$319K 0.1%
4,770
-1,288
-21% -$88.7K
IYJ icon
205
iShares US Industrials ETF
IYJ
$2.02B
$319K 0.1%
4,436
-5,452
-55% -$399K
PCEF icon
206
Invesco CEF Income Composite ETF
PCEF
$811M
$319K 0.1%
+13,990
New +$322K
SNDS
207
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$316K 0.1%
17,384
+5,143
+42% +$93.5K
VMBS icon
208
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$314K 0.1%
6,111
-4,934
-45% -$253K
DBC icon
209
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$309K 0.09%
+17,501
New +$308K
SO icon
210
Southern Company
SO
$107B
$309K 0.09%
6,683
-2,929
-30% -$131K
BP icon
211
BP
BP
$109B
$303K 0.09%
7,055
-154
-2% -$6.47K
MMP
212
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
GSBD icon
213
Goldman Sachs BDC
GSBD
$1.02B
$300K 0.09%
14,650
-9,600
-40% -$193K
UAA icon
214
Under Armour
UAA
$2.73B
$296K 0.09%
13,184
-272
-2% -$5.37K
IEV icon
215
iShares Europe ETF
IEV
$1.69B
$294K 0.09%
+6,565
New +$309K
IYH icon
216
iShares US Healthcare ETF
IYH
$3.5B
$282K 0.09%
7,910
-1,080
-12% -$38.1K
OEF icon
217
iShares S&P 100 ETF
OEF
$20.5B
$279K 0.08%
2,332
-242
-9% -$28.8K
FTCS icon
218
First Trust Capital Strength ETF
FTCS
$7.93B
$276K 0.08%
5,402
-2,036
-27% -$104K
GM icon
219
General Motors
GM
$76.3B
$275K 0.08%
6,982
-1,369
-16% -$53.9K
FEM icon
220
First Trust Emerging Markets AlphaDEX Fund
FEM
$772M
$274K 0.08%
10,579
-986
-9% -$27.7K
FXL icon
221
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$272K 0.08%
4,826
-825
-15% -$46.6K
DEM icon
222
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$265K 0.08%
6,173
-4,119
-40% -$188K
MAIN icon
223
Main Street Capital
MAIN
$5.28B
$264K 0.08%
6,925
-169
-2% -$6.43K
BABA icon
224
Alibaba
BABA
$304B
$262K 0.08%
1,413
-2,038
-59% -$388K
IJK icon
225
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$260K 0.08%
4,624
-436
-9% -$24.4K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2018 Portfolio in Review

As of Q2 2018, Regal Investment Advisors held 332 positions worth $329M, down 27% from $452M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $128M in Q2 2018, closing 75 positions and reducing 212 holdings. Its most notable exit was Blackrock, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Regal Investment Advisors opened a new position in Freeport-McMoran worth $1.83M.

  • Regal Investment Advisors's largest Q2 2018 buy was Freeport-McMoran: 106,063 shares worth $1.83M.
  • Regal Investment Advisors added most to Chevron in Q2 2018, an estimated $564K increase.
  • Regal Investment Advisors's biggest Q2 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $6.64M.
  • Regal Investment Advisors fully exited Blackrock in Q2 2018, selling an estimated $2.49M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $329M portfolio in Q2 2018.
  • Regal Investment Advisors opened 23 new positions and closed 75 in Q2 2018.
  • Regal Investment Advisors's portfolio value fell 27% quarter-over-quarter to $329M.

Based on Regal Investment Advisors's 13F filing for Q2 2018, filed 10 Aug 2018.