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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORT icon
201
VanEck Mortgage REIT Income ETF
MORT
$385M
$383K 0.08%
16,659
+322
+2% +$7.29K
FTCS icon
202
First Trust Capital Strength ETF
FTCS
$7.95B
$376K 0.08%
7,438
+3
+0% +$157
PM icon
203
Philip Morris
PM
$295B
$376K 0.08%
3,784
-100
-3% -$10.4K
QID icon
204
ProShares UltraShort QQQ
QID
$247M
$373K 0.08%
+383
New +$361K
XLV icon
205
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$369K 0.08%
4,530
-585
-11% -$49.8K
EWX icon
206
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$364K 0.08%
6,942
+87
+1% +$4.62K
VXUS icon
207
Vanguard Total International Stock ETF
VXUS
$160B
$364K 0.08%
6,428
+469
+8% +$27.2K
HBAN icon
208
Huntington Bancshares
HBAN
$35.5B
$352K 0.08%
23,342
+139
+0.6% +$2.19K
JXI icon
209
iShares Global Utilities ETF
JXI
$311M
$351K 0.08%
7,147
-6,786
-49% -$325K
EMLP icon
210
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$347K 0.08%
15,850
+2,500
+19% +$58.7K
FREL icon
211
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$346K 0.08%
15,132
-243
-2% -$5.61K
VOOV icon
212
Vanguard S&P 500 Value ETF
VOOV
$6.71B
$344K 0.08%
3,260
-1,525
-32% -$168K
HYMB icon
213
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$341K 0.08%
12,228
-4,282
-26% -$119K
KNOW
214
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$340K 0.08%
+8,319
New +$347K
FEM icon
215
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$339K 0.07%
11,565
-1,197
-9% -$35.4K
AMGN icon
216
Amgen
AMGN
$222B
$331K 0.07%
1,944
-11,299
-85% -$2.07M
SPYD icon
217
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$330K 0.07%
+9,237
New +$339K
DE icon
218
Deere & Co
DE
$168B
$327K 0.07%
2,102
+265
+14% +$43K
MMP
219
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
IWD icon
220
iShares Russell 1000 Value ETF
IWD
$83.7B
$320K 0.07%
2,669
+687
+35% +$85.7K
FMB icon
221
First Trust Managed Municipal ETF
FMB
$2.06B
$311K 0.07%
5,914
+5
+0.1% +$264
FXL icon
222
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$311K 0.07%
5,651
+1,492
+36% +$82.8K
IYH icon
223
iShares US Healthcare ETF
IYH
$3.54B
$310K 0.07%
8,990
+1,080
+14% +$38.9K
KMI icon
224
Kinder Morgan
KMI
$68.7B
$310K 0.07%
20,554
+647
+3% +$11.2K
FXN icon
225
First Trust Energy AlphaDEX Fund
FXN
$368M
$309K 0.07%
21,481
-9,497
-31% -$140K
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.