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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
201
State Street Technology Select Sector SPDR ETF
XLK
$121B
$387K 0.09%
12,108
-3,036
-20% -$95.2K
KBWD icon
202
Invesco KBW High Dividend Yield Financial ETF
KBWD
$415M
$385K 0.09%
16,294
+1,250
+8% +$29.7K
FREL icon
203
Fidelity MSCI Real Estate Index ETF
FREL
$1.48B
$380K 0.08%
+15,375
New +$380K
FTCS icon
204
First Trust Capital Strength ETF
FTCS
$7.83B
$379K 0.08%
7,435
+149
+2% +$7.39K
BNDX icon
205
Vanguard Total International Bond ETF
BNDX
$82.2B
$372K 0.08%
6,834
-1,441
-17% -$79.1K
IJS icon
206
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$361K 0.08%
4,700
+10
+0.2% +$753
KMI icon
207
Kinder Morgan
KMI
$68.7B
$360K 0.08%
19,907
+2,270
+13% +$40.7K
EWX icon
208
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$679M
$356K 0.08%
6,855
-75
-1% -$3.79K
FEM icon
209
First Trust Emerging Markets AlphaDEX Fund
FEM
$765M
$356K 0.08%
12,762
-29,387
-70% -$803K
MMP
210
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
BP icon
211
BP
BP
$109B
$341K 0.08%
8,862
-273
-3% -$9.89K
VXUS icon
212
Vanguard Total International Stock ETF
VXUS
$158B
$339K 0.08%
5,959
+56
+0.9% +$3.13K
HBAN icon
213
Huntington Bancshares
HBAN
$35.4B
$338K 0.08%
23,203
+20
+0.1% +$281
DEM icon
214
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.95B
$336K 0.07%
7,414
-231
-3% -$10.1K
EMLP icon
215
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$328K 0.07%
13,350
-390
-3% -$9.6K
SLYV icon
216
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.02B
$321K 0.07%
5,100
+214
+4% +$13.6K
FMB icon
217
First Trust Managed Municipal ETF
FMB
$2.06B
$316K 0.07%
5,909
-174
-3% -$9.28K
SLYG icon
218
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$315K 0.07%
5,544
+216
+4% +$12.5K
ABT icon
219
Abbott
ABT
$182B
$314K 0.07%
5,507
-333
-6% -$18.5K
WELL icon
220
Welltower
WELL
$164B
$311K 0.07%
4,879
-384
-7% -$25.8K
FLN icon
221
First Trust Latin America AlphaDEX Fund
FLN
$37.8M
$306K 0.07%
+14,970
New +$320K
OEF icon
222
iShares S&P 100 ETF
OEF
$20.3B
$305K 0.07%
2,574
+193
+8% +$22.3K
MELI icon
223
Mercado Libre
MELI
$95.1B
$301K 0.07%
956
+128
+15% +$34.6K
MAIN icon
224
Main Street Capital
MAIN
$5.24B
$299K 0.07%
7,514
+28
+0.4% +$1.13K
QCOM icon
225
Qualcomm
QCOM
$168B
$299K 0.07%
4,674
-383
-8% -$23.2K
7 8
9
10 11

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VCM
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SFI
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MAM
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.