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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
201
Graco
GGG
$13.3B
$356K 0.08%
8,634
– –
RTN
202
DELISTED
Raytheon Company
RTN
$356K 0.08%
1,909
+187
+11% +$32.9K
C icon
203
Citigroup
C
$230B
$355K 0.08%
4,880
+922
+23% +$62.9K
IJS icon
204
iShares S&P Small-Cap 600 Value ETF
IJS
$8.36B
$348K 0.08%
4,690
-456
-9% -$31.8K
FTCS icon
205
First Trust Capital Strength ETF
FTCS
$7.95B
$345K 0.08%
7,286
+3
+0% +$139
EWX icon
206
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$686M
$343K 0.08%
6,930
-553
-7% -$27K
EMLP icon
207
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$341K 0.08%
13,740
-4,185
-23% -$104K
KMI icon
208
Kinder Morgan
KMI
$69.3B
$338K 0.08%
17,637
-931
-5% -$18.1K
DEM icon
209
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$329K 0.08%
7,645
+613
+9% +$26.4K
FMB icon
210
First Trust Managed Municipal ETF
FMB
$2.06B
$324K 0.08%
6,083
-594
-9% -$31.6K
HBAN icon
211
Huntington Bancshares
HBAN
$35.7B
$324K 0.08%
23,183
+20
+0.1% +$263
VXUS icon
212
Vanguard Total International Stock ETF
VXUS
$159B
$323K 0.08%
5,903
+32
+0.5% +$1.72K
BP icon
213
BP
BP
$110B
$317K 0.07%
9,135
+1,461
+19% +$46.4K
VKQ icon
214
Invesco Municipal Trust
VKQ
$541M
$315K 0.07%
24,669
+2,597
+12% +$33.5K
ABT icon
215
Abbott
ABT
$184B
$312K 0.07%
5,840
+91
+2% +$4.57K
SLYV icon
216
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$309K 0.07%
4,886
+18
+0.4% +$1.07K
SLYG icon
217
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.26B
$303K 0.07%
5,328
+16
+0.3% +$866
MAIN icon
218
Main Street Capital
MAIN
$5.26B
$298K 0.07%
7,486
+18
+0.2% +$707
AMLP icon
219
Alerian MLP ETF
AMLP
$12.9B
$295K 0.07%
5,250
-3
-0.1% -$172
BABA icon
220
Alibaba
BABA
$314B
$293K 0.07%
+1,696
New +$275K
DBEF icon
221
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.34B
$291K 0.07%
9,368
– –
PXH icon
222
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$288K 0.07%
13,490
+2,726
+25% +$57.9K
SDY icon
223
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$278K 0.06%
3,043
– –
GM icon
224
General Motors
GM
$78.8B
$277K 0.06%
6,854
+667
+11% +$24.4K
NVG icon
225
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
0
– –
7 8
9
10 11

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.