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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
201
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$312K 0.09%
2,824
+634
+29% +$69.5K
FTCS icon
202
First Trust Capital Strength ETF
FTCS
$7.94B
$311K 0.09%
7,743
+554
+8% +$22.4K
BA icon
203
Boeing
BA
$184B
$309K 0.09%
+2,342
New +$309K
EWX icon
204
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$691M
$309K 0.09%
7,157
+306
+4% +$12.8K
GM icon
205
General Motors
GM
$77B
$306K 0.09%
+9,628
New +$301K
SLYV icon
206
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$305K 0.09%
5,680
-1,062
-16% -$55.9K
MMD
207
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$300K 0.09%
14,733
+940
+7% +$19.2K
ABT icon
208
Abbott
ABT
$186B
$299K 0.08%
7,069
+261
+4% +$11.2K
IGIB icon
209
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$295K 0.08%
5,300
-874
-14% -$48.7K
IWP icon
210
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$295K 0.08%
6,068
-480
-7% -$23.3K
TGT icon
211
Target
TGT
$67.5B
$295K 0.08%
+4,300
New +$308K
SLYG icon
212
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$292K 0.08%
6,116
-884
-13% -$41.4K
VTR icon
213
Ventas
VTR
$47.7B
$288K 0.08%
4,071
+358
+10% +$26K
IWD icon
214
iShares Russell 1000 Value ETF
IWD
$83.7B
$283K 0.08%
2,679
+141
+6% +$14.9K
NVDA icon
215
NVIDIA
NVDA
$5.38T
$277K 0.08%
+161,680
New +$239K
RTX icon
216
RTX Corp
RTX
$299B
$275K 0.08%
4,300
+623
+17% +$41.3K
IGLB icon
217
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$273K 0.08%
4,322
-936
-18% -$59.3K
DD
218
DELISTED
Du Pont De Nemours E I
DD
$273K 0.08%
4,072
– –
VGK icon
219
Vanguard FTSE Europe ETF
VGK
$31.3B
$272K 0.08%
+5,586
New +$269K
VXUS icon
220
Vanguard Total International Stock ETF
VXUS
$159B
$271K 0.08%
5,743
+34
+0.6% +$1.58K
CL icon
221
Colgate-Palmolive
CL
$74.5B
$269K 0.08%
3,626
– –
GIS icon
222
General Mills
GIS
$19.5B
$264K 0.07%
4,126
+381
+10% +$26.5K
DBEF icon
223
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.38B
$261K 0.07%
9,912
– –
CSCO icon
224
Cisco
CSCO
$476B
$260K 0.07%
+8,203
New +$252K
FCX icon
225
Freeport-McMoran
FCX
$97.3B
$260K 0.07%
23,919
+300
+1% +$3.45K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.