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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
201
Philip Morris
PM
$294B
$292K 0.08%
2,875
-229
-7% -$22.8K
SCHG icon
202
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$292K 0.08%
44,584
-1,952
-4% -$12.8K
DEM icon
203
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.95B
$289K 0.08%
8,153
-4,625
-36% -$160K
FTCS icon
204
First Trust Capital Strength ETF
FTCS
$7.93B
$286K 0.08%
+7,189
New +$284K
MMD
205
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$285K 0.08%
+13,793
New +$277K
IWO icon
206
iShares Russell 2000 Growth ETF
IWO
$14.9B
$283K 0.08%
2,060
-676
-25% -$91.2K
DHR icon
207
Danaher
DHR
$140B
$275K 0.08%
4,045
-596
-13% -$39K
FDX icon
208
FedEx
FDX
$73.5B
$275K 0.08%
1,811
– –
EWX icon
209
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$684M
$270K 0.07%
6,851
-32
-0.5% -$1.23K
VTR icon
210
Ventas
VTR
$47.5B
$270K 0.07%
3,713
-56,184
-94% -$3.7M
ABT icon
211
Abbott
ABT
$183B
$268K 0.07%
6,808
-198
-3% -$7.88K
GIS icon
212
General Mills
GIS
$19.2B
$267K 0.07%
3,745
– –
CL icon
213
Colgate-Palmolive
CL
$74.4B
$265K 0.07%
3,626
– –
XLK icon
214
State Street Technology Select Sector SPDR ETF
XLK
$122B
$265K 0.07%
12,220
+6
+0% +$130
DD
215
DELISTED
Du Pont De Nemours E I
DD
$264K 0.07%
4,072
+500
+14% +$32.8K
FCX icon
216
Freeport-McMoran
FCX
$99.8B
$263K 0.07%
23,619
+709
+3% +$7.85K
IWD icon
217
iShares Russell 1000 Value ETF
IWD
$83.2B
$262K 0.07%
2,538
-311
-11% -$31.4K
VHT icon
218
Vanguard Health Care ETF
VHT
$18.4B
$254K 0.07%
1,947
-354
-15% -$45.4K
VXUS icon
219
Vanguard Total International Stock ETF
VXUS
$158B
$254K 0.07%
5,709
+68
+1% +$3.07K
DTE icon
220
DTE Energy
DTE
$29.1B
$250K 0.07%
2,968
-933
-24% -$72.2K
DBEF icon
221
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.31B
$248K 0.07%
9,912
+72
+0.7% +$1.84K
FXZ icon
222
First Trust Materials AlphaDEX Fund
FXZ
$392M
$248K 0.07%
7,672
– –
BNDX icon
223
Vanguard Total International Bond ETF
BNDX
$82.3B
$247K 0.07%
4,436
-6,519
-60% -$357K
MMP
224
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
BP icon
225
BP
BP
$106B
$237K 0.07%
+7,917
New +$213K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.