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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
201
Danaher
DHR
$144B
$264K 0.07%
4,612
– –
GNL icon
202
Global Net Lease
GNL
$1.95B
$264K 0.07%
+9,598
New +$246K
ABT icon
203
Abbott
ABT
$187B
$260K 0.07%
6,470
-1,838
-22% -$86.6K
WM icon
204
Waste Management
WM
$91B
$260K 0.07%
5,227
+150
+3% +$7.47K
FDX icon
205
FedEx
FDX
$75.4B
$259K 0.07%
1,799
– –
JPM icon
206
JPMorgan Chase
JPM
$950B
$259K 0.07%
4,251
+1,015
+31% +$66.5K
DTE icon
207
DTE Energy
DTE
$29.1B
$258K 0.07%
3,784
+825
+28% +$55.2K
VXUS icon
208
Vanguard Total International Stock ETF
VXUS
$160B
$255K 0.07%
5,767
+58
+1% +$2.77K
VTR icon
209
Ventas
VTR
$47.9B
$246K 0.06%
4,389
+553
+14% +$36.3K
XBI icon
210
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$245K 0.06%
3,944
+860
+28% +$67.8K
GG
211
DELISTED
Goldcorp Inc
GG
$245K 0.06%
19,625
+460
+2% +$6.43K
FSK icon
212
FS KKR Capital
FSK
$3.44B
$240K 0.06%
6,464
+5,023
+349% +$202K
HYMB icon
213
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$240K 0.06%
8,514
+2,276
+36% +$63.5K
GSK icon
214
GSK
GSK
$106B
$237K 0.06%
4,942
+3,586
+264% +$187K
IGLB icon
215
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$230K 0.06%
4,039
– –
INTC icon
216
Intel
INTC
$513B
$230K 0.06%
7,640
-388
-5% -$11.2K
SLYG icon
217
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$230K 0.06%
5,280
+2,100
+66% +$97.4K
XLY icon
218
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$225K 0.06%
6,068
-1,050
-15% -$40.3K
SLYV icon
219
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$221K 0.06%
4,682
+1,946
+71% +$97.7K
FCX icon
220
Freeport-McMoran
FCX
$97.5B
$216K 0.06%
22,378
+391
+2% +$4.69K
VGSH icon
221
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$216K 0.06%
3,537
-133
-4% -$8.13K
MMP
222
DELISTED
Magellan Midstream Partners, L.P.
MMP
$210K 0.05%
3,502
– –
GIS icon
223
General Mills
GIS
$19.7B
$208K 0.05%
3,710
+760
+26% +$43.5K
XLE icon
224
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$207K 0.05%
6,772
+5,322
+367% +$179K
LUMN icon
225
Lumen
LUMN
$6.44B
$202K 0.05%
8,075
-252
-3% -$6.98K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.