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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
201
Medtronic
MDT
$110B
$259K 0.08%
4,182
+796
+24% +$50.6K
VGSH icon
202
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$257K 0.08%
4,226
-153
-3% -$9.32K
IWV icon
203
iShares Russell 3000 ETF
IWV
$20.2B
$256K 0.08%
2,196
-991
-31% -$117K
SRCL
204
DELISTED
Stericycle Inc
SRCL
$256K 0.08%
2,200
– –
IWB icon
205
iShares Russell 1000 ETF
IWB
$49.7B
$245K 0.07%
2,230
-95
-4% -$10.5K
EWW icon
206
iShares MSCI Mexico ETF
EWW
$1.97B
$237K 0.07%
+3,452
New +$243K
MINT icon
207
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$235K 0.07%
2,323
+1,411
+155% +$143K
FLRN icon
208
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$233K 0.07%
+7,613
New +$233K
RGR icon
209
Sturm, Ruger & Co
RGR
$604M
$231K 0.07%
4,750
+4,489
+1,720% +$237K
CSCO icon
210
Cisco
CSCO
$476B
$229K 0.07%
9,082
-675
-7% -$17K
ICLR icon
211
Icon
ICLR
$12.4B
$227K 0.07%
3,966
+2,696
+212% +$139K
SWK icon
212
Stanley Black & Decker
SWK
$15.3B
$224K 0.07%
2,527
+727
+40% +$65K
NFG icon
213
National Fuel Gas
NFG
$7.66B
$222K 0.07%
3,167
– –
ECL icon
214
Ecolab
ECL
$79.5B
$220K 0.07%
1,918
+581
+43% +$65.4K
EPD icon
215
Enterprise Products Partners
EPD
$82.3B
$212K 0.06%
5,252
-582
-10% -$22.8K
WFC icon
216
Wells Fargo
WFC
$265B
$208K 0.06%
4,009
+74
+2% +$3.81K
NLY icon
217
Annaly Capital Management
NLY
$17.1B
$205K 0.06%
4,799
-248
-5% -$11.3K
UL icon
218
Unilever
UL
$137B
$203K 0.06%
4,314
+2,273
+111% +$112K
VWOB icon
219
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$201K 0.06%
+2,557
New +$205K
TTE icon
220
TotalEnergies
TTE
$191B
$200K 0.06%
1,963,774,883
+126,695,153
+7% +$12.7K
NVO
221
Novo Nordisk
NVO
$203B
$196K 0.06%
8,252
+5,694
+223% +$131K
ADM icon
222
Archer Daniels Midland
ADM
$37.4B
$193K 0.06%
3,771
+1,171
+45% +$57.4K
EEMV icon
223
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
$193K 0.06%
+3,225
New +$199K
DIA icon
224
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$189K 0.06%
1,111
+359
+48% +$60.8K
VOE icon
225
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$187K 0.06%
+2,199
New +$190K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.