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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
201
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$172K 0.07%
+5,360
New +$170K
VDE icon
202
Vanguard Energy ETF
VDE
$9.79B
$170K 0.07%
1,322
+170
+15% +$21K
VUG icon
203
Vanguard Morningstar Growth ETF
VUG
$230B
$170K 0.07%
10,902
– –
VWO icon
204
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$169K 0.07%
4,173
-39,158
-90% -$1.52M
DJP icon
205
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$797M
$168K 0.07%
4,246
+3,285
+342% +$125K
EFG icon
206
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$167K 0.07%
2,355
-1,822
-44% -$127K
VBK icon
207
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.4B
$165K 0.07%
1,331
+566
+74% +$70.1K
BWX icon
208
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$164K 0.07%
5,530
+144
+3% +$4.21K
EWG icon
209
iShares MSCI Germany ETF
EWG
$1.62B
$164K 0.07%
5,230
+2,281
+77% +$70.4K
MUB icon
210
iShares National Muni Bond ETF
MUB
$45.4B
$163K 0.07%
+1,522
New +$162K
EWL icon
211
iShares MSCI Switzerland ETF
EWL
$2.23B
$161K 0.07%
4,700
+3,934
+514% +$131K
FXR icon
212
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$160K 0.07%
+5,440
New +$155K
IJK icon
213
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$160K 0.07%
4,184
+1,080
+35% +$40.7K
VOD icon
214
Vodafone
VOD
$37.4B
$159K 0.07%
4,330
-3,795
-47% -$146K
EMB icon
215
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$157K 0.07%
1,407
+571
+68% +$62.2K
OMC icon
216
Omnicom Group
OMC
$23.4B
$155K 0.07%
2,134
+4
+0.2% +$294
VIG icon
217
Vanguard Dividend Appreciation ETF
VIG
$114B
$155K 0.07%
2,066
-3
-0.1% -$221
UAA icon
218
Under Armour
UAA
$2.58B
$153K 0.06%
5,352
+2,712
+103% +$70.9K
ESRX
219
DELISTED
Express Scripts Holding Company
ESRX
$151K 0.06%
2,015
+415
+26% +$31.1K
BP icon
220
BP
BP
$108B
$147K 0.06%
3,747
+1,796
+92% +$70.8K
LEG icon
221
Leggett & Platt
LEG
$1.31B
$147K 0.06%
4,500
– –
ECL icon
222
Ecolab
ECL
$79.7B
$144K 0.06%
1,334
– –
ADRE
223
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$144K 0.06%
3,958
+190
+5% +$6.63K
MRK icon
224
Merck
MRK
$317B
$143K 0.06%
2,637
+1,231
+88% +$63.7K
IEMG icon
225
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$139K 0.06%
2,824
+231
+9% +$10.9K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.